Search for: "National Securities Corporation" Results 81 - 100 of 13,316
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23 May 2019, 2:00 pm by Silver Law Group
Broker Yassin Mohamed (CRD #1673281) is a barred broker who formerly worked for National Securities Corporation (CRD#: 7569). [read post]
31 Mar 2023, 11:16 am by Steve Bainbridge
Government should decide if there are national security implications to a business and, if so, regulate it. [read post]
15 Feb 2022, 12:23 am by The White Law Group
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
23 Jul 2012, 5:23 pm by admin
  A national security review may be conducted where the Minister “has reasonable grounds to believe that an investment by a non-Canadian could be injurious to national security. [read post]
9 Oct 2017, 8:58 am by Renae Lloyd
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
2 Sep 2009, 4:05 am
South Korea's corporate bond issuance in August dropped 17.5 percent from a year ago as companies reduced their reliance on debt financing amid a revival in the financial market, the nation's securities depository said. [read post]
23 Apr 2024, 8:52 am by Rob Robinson
Industry News – Data Privacy and Protection Beat National Security or Free Speech? [read post]
16 Nov 2007, 2:11 am
The former exemptions from issuer and nonissuer qualification requirements for securities listed or approved for listing on the NASDAQ National Market System were reestablished by the California Corporation Commissioner as exemptions for securities listed or approved for listing on the NASDAQ Global Market, following the SEC's certification of the NASDAQ as a national securities exchange with the new name of NASDAQ Global Market. [read post]
4 Jan 2019, 5:10 am by Annie I. Antón , Justin Hemmings
  However, the state-owned and -subsidized Chinese company CRRC Corporation Ltd. [read post]
6 Feb 2023, 5:16 am by Paul Rosenzweig, Dan Geer
There are many more national security interests in standards. [read post]
19 Jun 2017, 12:37 pm by Renae Lloyd
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
4 Sep 2023, 6:30 am by Joshua Lloyd
Notable changes included amendments regarding: Amending a corporate name in the articles of incorporation Confidentiality agreements for the inspection of corporate books Corrected filings Written notice of dissenters' rights Acquisition of shares listed on a national securities exchange Sale of securities Issuance of shares Nevada Laws Governing Business Entities Annotated The 2023 Update includes a Table of Sections Affected identifying added and… [read post]
22 Apr 2024, 7:40 pm by Sabrina I. Pacifici
In 2021, Matheny was tapped to be President Biden’s senior adviser on technology and national security issues. [read post]
18 Nov 2019, 2:13 pm by Silver Law Group
The post Silver Law Group Investigates Canopy Growth Corporation (CGC) appeared first on Securities Arbitration Lawyers Blog. [read post]
8 Aug 2023, 6:39 am by Kevin LaCroix
Many antitrust enforcement actions target the entity; but antitrust enforcement actions against the corporate entity would not trigger the D&O insurance policies’ entity coverage. [read post]
3 Feb 2022, 5:01 am by Justin Sherman
” The open data market exacerbates all of these national security risks. [read post]
19 Mar 2024, 3:16 am by Rob Robinson
Unveils Historic Sanctions Against Intellexa Spyware for Endangering Privacy and National Security appeared first on ComplexDiscovery. [read post]
18 May 2009, 12:33 pm
FINRA's National Adjudicatory Council (NAC) has expelled Kirlin Securities of Syosset, NY, (a wholly owned subsidiary of Kirlin Holding Corporation, nka Zen Holdings Corp.) and barred two Kirlin officials â€â [read post]
3 Apr 2023, 6:05 am by Ian Allen
Though regulatory efforts have worked to curb and monitor the app’s potential as a national security threat so far, politicians on both sides of the aisle are growing impatient. [read post]
14 Nov 2011, 2:05 pm by Maritime Law Staff
He also served as a senior analyst on national security and defense issues with the Center for Naval Analyses, Science Applications International Corporation, SRS Technologies, R&D Associates and System Planning Corporation. [read post]