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Financial Advisor in Ludlow, Massachusetts is Named in Two Pending Customer Disputes Joseph Anthony Leonczyk, a Commonwealth Financial Network registered representative, is currently named in two pending customer disputes in which the claimants allege that he unsuitably recommended that they invest in FS Energy and Power Fund (FSEP),  FS KKR Capital Corp. [read post]
14 Jun 2012, 12:16 am by tekEditor
It has raised more than $140 million in funding from venture firms, including Charles River Ventures Inc. and Emergence Capital Partners. [read post]
2 Feb 2012, 5:28 am
The Securities and Exchange Commission (SEC) has filed a proposed settlement, subject to court approval, for insider trading violations against seven fund managers and analysts along with two multi-billion dollar hedge fund advisory firms, Diamondback Capital Management LLC and Level Global Investors LP. [read post]
6 Mar 2024, 5:59 am by Satya Marar
Conversely, other scholars have supported the ruling for recognizing dynamic competition in two-sided markets, and the procompetitive benefits of steering restraints in enabling firms like Amex to fund generous rewards programs and more secure, reliable payment networks. [read post]
20 Nov 2019, 6:21 am by Rob Robinson
”  The ScaleUp Group, a network of experienced tech entrepreneurs, was also an important partner in helping to secure the growth funding. [read post]
4 May 2007, 12:23 am
"It had a different type of capital structure and we weren't able to make the type of investments for the infrastructure. [read post]
29 Jan 2021, 6:48 am
FOX CORPORATION, FOX NEWS NETWORK LLC, LOU DOBBS, MARIA BARTIROMO, JEANINE PIRRO, RUDOLPH GIULIANI, and SIDNEY POWELL, Defendants. [read post]
4 Mar 2013, 12:44 pm by D. Daxton White
The hedge funds, Foresee Strategies Insurance Fund, were issued by Sun Life Financial as variable annuity subaccounts to Sala-Multi Series Fund and than sold to investor by various broker-dealers such as SagePoint Financial Inc, Geneos Wealth Management Inc, Lincoln Financial Network, National Planning Corp, and FSC Securities Corp. [read post]
1 May 2010, 5:35 pm by Hedge Fund Attorney
 Please email us if you would like us to add your event to this list. **** May 2-4 Sponsor: Institutional Investor Event: Global Hedge Fund Summit Location: Southampton, Bermuda May 3-4 Sponsor: AFAQ Group Event: 2nd Jordan AFAQ Economic Forum Location: Amman, Jordan May 3-5 Sponsor: AlHuda CIBE Event: The International Conference on Islamic Banking and Finance in Afghanistan Location: Kabul, Afghanistan May 4 Sponsor: Infovest21 Event: Due Diligence on Non-US Managers … [read post]
16 Jul 2019, 3:05 am by Liz Dunshee
The petitioners cite evidence that corporations devote substantial capital to buybacks, noting the recent uptick following the enactment of the Tax Cuts and Jobs Act, and argue that the funds would be better spent on “wages, training, hiring” and other capital investments. [read post]
10 Mar 2011, 4:41 am by Broc Romanek
As noted in Wikipedia, "crowd funding (sometimes called crowd financing or crowd sourced capital) describes the collective cooperation, attention and trust by people who network and pool their money and other resources together, usually via the Internet, to support efforts initiated by other people or organizations. [read post]
3 Oct 2018, 9:27 am by Renae Lloyd
According to reports, 1 Global Capital LLC, (“1st Global Capital”), the cash advance company, is a separate, unrelated company from 1st Global Capital Corp., the independent broker-dealer based in Dallas. [read post]
16 Apr 2014, 7:04 am by Nasir Pasha
We are all eagerly waiting to find out what a “registered funding portal” is. [read post]
25 Apr 2011, 2:40 am by Hedge Fund Lawyer
As alleged in In the Matter of Risk Reward Capital Management Corp., RRC Management LLC, RRC BioFund LP, and James Silverman, Docket No. [read post]
25 Jul 2012, 1:00 pm
It may be possible to recover funds through arbitration cases against Triad Advisors Inc, Ogilvie Securities Advisors Corp, 21st Century Planning Inc, which he owned, and NFP Securities Inc. [read post]
20 Nov 2007, 11:30 am
Caspian Networks fluctuated from more than $300 million in funding and 323 employees to less than 100 employees and closed doors. [read post]