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3 Apr 2019, 11:06 am
Supreme Court Bulletin http://www.narf.org/nill/bulletins/sct/2018-2019update.html Petitions for certiorari were filed in these cases: Buchwald Capital Advisors LLC v. [read post]
25 Apr 2019, 11:59 am
According to FINRA Disciplinary actions for April 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Acca, Lisa Arive Capital Markets Global Arena Capital Corp Boggs, Marcus Merrill Lynch, Pierce, Fenner & Smith Inc Bank of… [read post]
10 Feb 2015, 9:42 am
Teal Bay Alliances, LLC v. [read post]
28 Sep 2011, 2:02 pm
RBC Capital Markets LLC of New York has agreed to pay $30.4 million to settle charges that it sold unsuitable, high-risk investments to five eastern Wisconsin school districts, as well as charges that it inadequately disclosed the risks. [read post]
12 Oct 2009, 5:19 am
Intellectual Ventures 400mm - 1bn Coller IP Fund 200mm NW Patent Funding Northwater Cap IP Fund 50-100mm Northwater Cap IP II 250mm (in progress) Bay Ridge partners 5mm New Venture Partners 275mm redE4 100mm (in progress) IP Finance Holdings 300mm 1790 Capital LLC 10mm-25mm Acacia Technologies 400mm Acacia Technologies 250mm (in progress) Rembrandt 150mm Ocean Tomo 200mm Ocean Tomo Capital II 300mm (in progress) Altitude Capital… [read post]
24 Apr 2014, 9:44 pm
Rodney Watts, 42, Bronxville, New York, the former chief investment officer of GDC Acquisitions LLC (GDC), was sentenced in federal court in Brooklyn, New York, to 37 months in prison, to be followed by five years of supervised release. [read post]
11 May 2011, 6:51 am
The new Chapter 15 case in New York is Vitro SAB, 11-11754, U.S. [read post]
1 Feb 2010, 3:00 am
Finally, in R&R Capital, LLC v. [read post]
27 Sep 2010, 11:13 am
New Hampshire Ins. [read post]
26 Oct 2009, 10:34 am
New York Office 115 Broadway, Suite 1204 New York, NY 10007 t. (646) 845-7390 f. (646) 619-4800 San Francisco Office 1 Ferry Building, Suite 255 San Francisco, CA 94111 t. (415) 352-2300 f. (646) 619-4800 **** Other related hedge fund law articles include: LP and LLC Fund Taxation Hedge Fund Structure: LP and LLC Issues Hedge Fund Management Fees Hedge Fund Performance Fees Hedge Fund Managers How to Raise Hedge Fund Capital Bart Mallon, Esq. of Mallon… [read post]
20 Jul 2009, 1:03 am
Town of Oyster Bay [read post]
14 Sep 2009, 4:35 pm
• Free for Members • Non-member fee: $75 Event Details: Moderator: Michelle Celarier, Editor in Chief, AR Alpha Magazine Speakers: Steve Persky, Principal, Dalton Investments, LLC Jonathan Rosenthal, Partner, Saybrook Capital, LLC Peter Stein, Managing Director, Pacific Alternative Asset Management Company Fourth panelist to be determined [read post]
13 Feb 2023, 5:59 am
Introduction While the private equity industry is no stranger to risk, there are indications that 2023 will bring new and heightened risks for private equity and its insurers. [read post]
5 Mar 2012, 3:48 pm
– Miami attorney Jim Walker of Walker & O’Neill on his blog, Cruise Law News The Importance of Defining Capital Contributions in the LLC Agreement – New York attorney Peter A. [read post]
1 Dec 2011, 1:20 am
. **** December 1 Sponsor: Bloomberg LINK Event: Bloomberg Hedge Funds Summit Location: New York, NY December 1 Sponsor: Infovest 21 Event: Investor Morning Seminar/Breakfast Location: New York, NY December 4-6 Sponsor: Opal Event: Alternative Investing Summit Location: Laguna Niguel, CA December 5 Sponsor: CHFA Event: California Hedge Fund Association—Winter Networking Reception Location: Laguna Beach, CA December 5 Sponsor: Financial Research Associates,… [read post]
4 Oct 2013, 3:57 am
” In August, Oxford Finance LLC, a specialty finance firm that provides senior debt to life sciences and health care service companies, closed a $7.2 million senior secured term loan with Pritok Capital, a private equity group that specializes in senior housing investment. [read post]
19 Jan 2014, 9:01 pm
Cornell Univ. and Hodes Weill: Big Money Will Continue To RuleInstitutions are significantly under-invested in real estate and are poised to allocate significant capital to new real estate investments. [read post]
5 Apr 2023, 2:05 pm
Coggeshall purportedly made multiple misrepresentations to investors, including that they were investing in BOTR, LLC, a successful mergers and acquisition firm based in New York, their investments were safe and insured, and they would receive periodic interest payments at a high, fixed rate. [read post]
1 Apr 2010, 8:17 pm
. **** April 7-8 Sponsor: WBR Event: TradeTech Derivatives USA Location: New York, NY April 8 Sponsor: NYSSA Event: Alternative Analysts’ Forum Location: New York, NY April 8-9 Sponsor: Standard Board Event: The World Private Equity Congress 2010 Location: Hong Kong April 9 Sponsor: Practising Law Institute Event: Hedge Fund Registration and Compliance 2010 Location: New York, NY April 13 Sponsor: The Mankoff Company Event: Ultra Low Latency: Applications… [read post]
1 Apr 2022, 12:16 pm
(Investee)Capital Southwest Corporation in Recapitalization (Investor) 2-Jul-19QDiscoveryXact Data Discovery 19-Jun-19Text IQ (Investee)FirstMark Capital with Sierra Ventures (Investors)$12,600,000 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Jordan LawrenceExterro 5-Jun-19Mindseye SolutionsReveal 3-Jun-19Onna (Investee)Series… [read post]
