Search for: "New York Capital Investments, LLC"
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22 Mar 2022, 12:31 pm
Attorney’s Office for the Eastern District of New York. [read post]
10 Jul 2019, 12:00 pm
First Capital Real Estate Trust Incorporated is a public non-traded REIT based in New York City and founded in 2012. [read post]
7 Sep 2018, 10:24 am
Ford, Alpha Capital Anstalt, ATG Capital LLC, GRQ Consultants Inc., HS Contrarian Investments LLC, Grander Holdings Inc., Melechdavid Inc., OPKO Health Inc., Frost Gamma Investments Trust, Southern Biotech Inc., and Stetson Capital Investments Inc. with violating antifraud, beneficial ownership disclosure, and registration provisions of the federal securities laws and seeks monetary and equitable... [read post]
14 May 2020, 5:31 am
Maxim Group LLC employed Luftschein as a broker for two years between 2002 and 2004 before he left to work for the New York-based Gunnallen Financial, Inc. for five years between 2004 and 2010. [read post]
14 May 2020, 5:31 am
Maxim Group LLC employed Luftschein as a broker for two years between 2002 and 2004 before he left to work for the New York-based Gunnallen Financial, Inc. for five years between 2004 and 2010. [read post]
20 Aug 2019, 3:29 pm
Securities and Exchange Commission (“SEC”), Financial Industry Regulatory Authority (known as “FINRA”), the FBI, the State of Massachusetts, and the New York Business Integrity Commission are investigating GPB Capital Holdings LLC (“GPB”) for financial misconduct. [read post]
17 Feb 2020, 7:29 am
Since June 2015 Raupp has been registered with Concorde Investment out of the firm’s Port Jefferson, New York office location. [read post]
19 Dec 2018, 3:30 am
As recently reported, both the SEC and FINRA have commenced their own investigations into GPB Capital Holdings, LLC (“GPB”). [read post]
24 Nov 2021, 12:27 am
First Capital Real Estate Trust Incorporated is a public non-traded REIT based in New York City and founded in 2012. [read post]
4 Mar 2019, 10:31 am
Dibre purportedly owned auto dealerships in the New York area, reports note. [read post]
11 Aug 2017, 8:40 am
American Realty Capital New York City REIT Inc. [read post]
29 Mar 2021, 2:17 pm
Invest in New York City REIT (NYSE: NYC)? [read post]
5 Feb 2021, 1:36 pm
A LLC, in many cases, unlike the typical corporate forms is When you are ready to start your business in New York, do your due diligence. [read post]
16 Mar 2017, 8:57 am
American Realty Capital New York City REIT Inc. [read post]
13 May 2021, 9:38 am
Iorio Altamirano LLP is a securities arbitration law firm based in New York City. [read post]
14 Sep 2022, 12:32 pm
Since April 2019, Lippmann has been registered with and employed by Joseph Stone Capital LLC out of the firm’s New York, New York office location. [read post]
9 Jul 2009, 12:39 pm
LP and Sky Capital LLC. [read post]
11 Oct 2018, 1:08 pm
Previous employers include Windsor Street Capital (CRD #34171), also in New York City, John Carris Investments LLC (CRD #145767), John Thomas Financial (CRD #40982) and Hallmark Investments, Inc. [read post]
31 Jul 2017, 1:10 pm
RBC Capital Markets LLC Fined & Censured According to FINRA, on May 3, 2017, RBC Capital Markets, LLC (CRD #31194, New York, New York) was issued an AWC in which the firm was censured, fined $225,000, required to revise its WSPs concerning transmitting accurate information to the Order Audit Trail System (OATS), and must offer rescission to the customers who executed the transactions at either the original purchase price or… [read post]
7 Jul 2017, 8:06 am
American Realty Capital New York City REIT Inc. [read post]
