Search for: "New York Stock Exchange"
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1 Sep 2010, 10:17 am
Gary Naftalis of Kramer Levin Naftalis & Frankel, who has spent more than four decades representing some of the biggest names in white-collar litigation history: Enron, Michael Eisner (former Disney chairman), WorldCom, Tyco, GlobalCrossing, and the New York Stock Exchange. [read post]
4 Apr 2007, 5:00 am
The chiefs of the merged New York Stock Exchange and Euronext said Tuesday, on the eve of the opening day of trading of its shares, that they were determined to create a truly global market that would include operations in China. [read post]
2 Jul 2008, 3:53 am
[JURIST] A divison of the New York State Supreme Court dismissed [decision] remaining charges against former New York Stock Exchange (NYSE) [official website] CEO Richard Grasso [BBC profile; JURIST news archive] on Tuesday. [read post]
24 Dec 2019, 5:13 am
The bars by the self-regulatory organization (FSRO), the New York Stock Exchange (NYSE), the Nasdaq Stock Market, Cboe Global Markets, and their affiliate exchanges were part of 10 distinct settlements and come in the wake of allegations that Lek Securities gave foreign traders market access and that some of these traders proceeded to engage in manipulative trading and fraud. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
13 Jun 2023, 10:00 pm
The Securities and Exchange Commission (SEC) approved on June 9 amended versions of the listing exchange standards by the New York Stock Exchange and Nasdaq. [read post]
2 Jan 2010, 12:48 pm
Brings the Force to the New York Stock Exchange This Holiday Season – press release After more than 30 years, Star Wars maintains its position as the #1 selling licensed toy property in the US, with sales over 60% ahead of any other toy license, and 25% ahead of the nearest boys toy property. [read post]
2 Aug 2018, 5:07 am
A new first for cannabis businesses recently took place, with the first initial public offering on a U.S. stock exchange by a marijuana producer. [read post]
24 Jan 2008, 5:15 am
See Owens Corning Oct. 2007 Proxy Statement ("The New York Stock Exchange has confirmed to us that receipt of such fees should not be considered in evaluating Mr. [read post]
16 Mar 2010, 12:14 pm
U.S. regulators are moving to freeze the assets and trading accounts of a Russian accused of hacking into personal online portfolios and manipulating the price of dozens of stocks listed on the Nasdaq Stock Market and New York Stock Exchange. [read post]
3 Oct 2011, 12:30 pm
Gilford is incorporated in New York and has its headquarters there. [read post]
2 Nov 2007, 11:26 am
The exemption was an informal agreement that preempted state regulators from regulating any company regulated by the SEC and was listed on the New York Stock Exchange, Amex, or NASDAQ Stock Market. [read post]
26 Sep 2007, 3:42 am
Invesco, the big fund management group, plans to switch its primary stock exchange listing from London to New York, because U.S. investors now hold more than 50 percent of its shares and it believes it will benefit more from a U.S. listing. [read post]
20 Feb 2019, 5:00 am
Circuit Court of Appeals, Nasdaq and members of the NYSE Group have challenged the controversial pilot, which imposes new restrictions on the fees and rebates that national securities exchanges may charge or offer to their broker-dealer members for transactions in NMS securities in specified test groups (New York Stock Exchange LLC v. [read post]
20 Sep 2007, 5:19 am
The government-controlled stock exchange in Dubai, the fast-growing Middle East business center, announced Thursday in Stockholm that it plans to take significant ownership in the Nasdaq Stock Market in New York and the London Stock Exchange, The New York Times reported. [read post]
31 Mar 2011, 12:19 pm
A former teenage hacker who once served time for an online stock-trading scheme was sentenced in New York this week to three years in prison on new charges of cracking a New York-based currency exchange service and gifting himself more than $100,000. [read post]
