Search for: "Newport Fund LLC"
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28 Dec 2017, 10:02 am
According to a Form-D filed with the SEC, JHFG Multifamily Opportunity Fund LLC is a limited liability company organized in 2010 in Newport Beach, CA and sponsored by JH Financial Group. [read post]
11 Feb 2016, 5:02 am
Seventeen workers were injured in the oven explosion at the Newport, Wash., facility last July. [read post]
21 May 2010, 4:37 pm
MICG Investment Management LLC of Newport News, Virginia, committed fraud in the management of a proprietary hedge fund. [read post]
21 Jun 2023, 11:54 am
SEC Charges PIMCO with Disclosure and Policy Violations The Securities and Exchange Commission reportedly charged registered investment advisor PIMCO (Pacific Investment Management Company LLC) with disclosure and policies and procedures violations involving two PIMCO funds. [read post]
19 May 2014, 4:42 am
The Financial Industry Regulatory Authority (FINRA) recently barred LPL Financial, LLC (LPL) broker Reniero Francisco (Francisco) concerning allegations that the broker failed to cooperate with FINRA’s investigation of Francisco’s involvement with Arista LLC, a registered Commodity Pool Operator (CPO) with its principal place of business in Newport Coast, California. [read post]
1 Jul 2014, 3:00 am
The following are various hedge fund events happening this month. [read post]
1 Oct 2012, 3:00 am
The following are various hedge fund events happening this month. [read post]
12 Jun 2014, 5:05 pm
Phelan operated a small company called IAG Underwriters, LLC that maintained an office in Newport Beach, California. [read post]
8 Dec 2020, 12:44 pm
The investors were not customers of Foreside Fund Services, LLC. [read post]
25 Jan 2008, 10:38 am
In the later instance IRS regulations provide that the LLC is disregarded, and that the member is fully liable not just for the trust fund taxes, but all the payroll taxes including interest and penalties accrued on the overdue payroll taxes. [read post]
25 Jan 2015, 6:05 pm
., 74, Newport Beach, California, was sentenced by U.S. [read post]
17 Dec 2014, 8:10 am
Bryan Funding, Inc. [read post]
16 Apr 2010, 8:00 am
Under the agreements, Quadrangle Group LLC ("Quadrangle") will pay $7 million; GKM Newport Generation Capital Services, LLC ("GKM") will pay the equivalent of $1.6 million; political consulting firm Global Strategy Group ("Global"), Jon Silvan, CEO, will pay $2 million; California lobbying firm Platinum Advisors ("Platinum") will pay $500,000; and unlicensed placement agent Kevin McCabe will pay $715,000. [read post]
30 May 2011, 9:24 am
States, SE & SW Areas Pension Fund v. [read post]
31 Mar 2017, 3:37 pm
City of Newport Beach (Newport Banning Ranch LLC, et al., Real Parties in Interest) (2017) ___ Cal.5th ___. [read post]
24 Dec 2014, 8:10 am
Phelan, Sr., 74, Newport Beach, California, pleaded guilty to his role in the conspiracy and is scheduled to be sentenced on January 23, 2015, at 2:45 p.m. [read post]
22 Dec 2014, 10:10 am
McCloskey owned a real estate development business known as the McCloskey Group, LLC. [read post]
7 Nov 2016, 8:44 am
For information The White Law Group’s investigation of other Bluerock investments, see Investor Alert: Bluerock Special Opportunity Income Fund III, LLC. [read post]
26 May 2015, 10:41 am
City of Newport Beach (Newport Banning Ranch LLC, et al., Real Parties in Interest) (4th Dist., Div. 3, 2015) ___ Cal.App.4th ___, 2015 WL 2399347. [read post]
16 Jan 2012, 4:42 pm
October 2011 Vikas Goel, with Newport Cost Securities, Inc., in Irvine, California, was fined $7,500 and suspended from association with any FINRA member in connection with findings that Goel placed a customer's signature on statements he prepared without the customer's knowledge, authorization, or consent as a rationale for recommending the customer sell mutual funds to invest the proceeds in various annuities. [read post]
