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24 Apr 2024, 9:05 pm
As consumers demand protections for the environment, corporations increasingly tout their sustainability efforts. [read post]
22 Apr 2024, 1:15 pm
Cetera Financial Specialists LLC Thomas Prieur Lincoln Financial Advisors Corporation The Lincoln National Life Insurance Company Ronald Wells II Northwestern Mutual Investment Services, LLC For example, FINRA Rule 3240 governs borrowing and lending arrangements between registered investment advisors (RIAs) and customers of their member firm. [read post]
18 Apr 2024, 6:31 am
This post is based on his article forthcoming in the Northwestern University Law Review. [read post]
18 Apr 2024, 6:31 am
This post is based on his article forthcoming in the Northwestern University Law Review. [read post]
15 Apr 2024, 6:32 am
Statistics released by the Social Science Research Network (SSRN) indicate that, as of the end of 2023, Harvard Law School Corporate Faculty featured prominently on SSRN’s law author rankings. [read post]
15 Apr 2024, 6:32 am
Statistics released by the Social Science Research Network (SSRN) indicate that, as of the end of 2023, Harvard Law School Corporate Faculty featured prominently on SSRN’s law author rankings. [read post]
15 Apr 2024, 2:31 am
Last Week in the Courts On Tuesday 9 April 2024, judgment on preliminary issues was handed down in Amersi v British Broadcasting Corporation [2024] EWHC 774 (KB). [read post]
14 Apr 2024, 4:46 pm
Rather than buying the securities of Medivation, however, Panuwat used his employer’s confidential information to acquire a large stake in call options of another comparable public company, Incyte Corporation, whose share price increased materially on the important news. [read post]
12 Apr 2024, 11:27 am
Northwestern Mutual Investment Services LLC (NMIS), Northwestern Mutual Investment Management Co. [read post]
27 Mar 2024, 3:39 pm
” Whereas for many in the Founding Generation, “corporations looked less like creatures of [read post]
15 Mar 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, March 15, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 8-14, 2024 Retail Investors and Corporate Governance: Evidence from Zero-Commission Trading Posted by Dhruv Aggarwal (Northwestern University), Albert H. [read post]
15 Mar 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, March 15, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of March 8-14, 2024 Retail Investors and Corporate Governance: Evidence from Zero-Commission Trading Posted by Dhruv Aggarwal (Northwestern University), Albert H. [read post]
8 Mar 2024, 11:31 am
Inc., Cambridge Investment Research Inc., Key Investment Services LLC, Lincoln Financial Advisors Corporation, U.S. [read post]
8 Mar 2024, 6:31 am
What role do retail shareholders play in corporate governance? [read post]
8 Mar 2024, 6:31 am
What role do retail shareholders play in corporate governance? [read post]
28 Feb 2024, 2:06 pm
McGinnis, now a professor at Northwestern, writes that as a summer legal intern he assisted Deputy Solicitor General Paul Bator in writing the government’s brief in Chevron U.S.A. v. [read post]
28 Feb 2024, 12:01 pm
Conor Clarke (Washington University; Google Scholar) presents Income Inequality and the Corporate Sector (with Wojciech Kopczuk (Columbia; Google Scholar)) at Northwestern today as part of its Advanced Topics in Taxation Colloquium hosted by Ari Glogower: In recent decades, scholars have turned to tax data to study the distribution of United... [read post]
23 Feb 2024, 4:05 am
Here is our coverage of the topic from the January-February 2023 issue of The Corporate Counsel: The SEC has been pushing the envelope on quite a few things these days, and one of those areas is with insider trading law. [read post]
14 Feb 2024, 9:05 pm
Huang, Securities Price Risks and Financial Derivative Markets. 21 Northwestern Journal of International Law & Business pp. 589-606, 594-598. [read post]
9 Feb 2024, 8:59 am
Northwestern Mutual Investment Services LLC (NMIS), together with Northwestern Mutual Investment Management Co. [read post]
