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9 Oct 2014, 9:46 am by Gail Cecchettini Whaley
The post Should Employees be Paid for Time Spent in Security Screenings? [read post]
28 Jun 2018, 11:32 am by Silver Law Group
  At the time of the IPO, the Company also had three wholly-owned subsidiaries: (i) Restoration Robotics, Inc. [read post]
18 Nov 2020, 9:33 am by HRWatchdog
The post Is Security Screening Time De Minimis? [read post]
10 Dec 2014, 9:43 am by Gail Cecchettini Whaley
Busk, a case involving the issue of whether the time a worker spends in security screenings should be paid time under the Fair Labor Standards Act (FLSA). [read post]
10 Jan 2005, 5:39 am
[JURIST] In Monday's corporations and securities law news, the SEC has announced that Southwest Securities Inc., a subsidiary of SWS Group Inc., will pay $10 million to settle charges of market timing of mutual fund shares. [read post]
20 Aug 2010, 8:36 am
FINRA (The Financial Industry Regulatory Authority) settled an enforcement action and entered into an Acceptance Waiver andamp; Consent with HSBC Securities (USA) Inc., which included a $375,000 fine, for recommending unsuitable sales of inverse floating rate Collateralized Mortgage Obligations (CMOs) to retail customers. [read post]
24 Jun 2017, 12:44 pm by Renae Lloyd
FINRA Fines Wedbush Securities Inc. for Compliance Issues According to FINRA, Wedbush Securities Inc. [read post]
24 Jun 2017, 12:44 pm by Renae Lloyd
FINRA Fines Wedbush Securities Inc. for Compliance Issues According to FINRA, Wedbush Securities Inc. [read post]
2 Feb 2016, 12:29 pm by Nicholas Birkenhauer
In an important Fair Labor Standards Act (FLSA) case, Integrity Staffing Solutions, Inc. v. [read post]