Search for: "Oppenheimer & CO. Inc." Results 41 - 60 of 210
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13 Sep 2022, 5:35 am by Mark Astarita
The Securities and Exchange Commission today filed a litigated action against Oppenheimer & Co. [read post]
31 Oct 2014, 6:13 am by Adam Weinstein
From November 12, 2004 through November 12, 2013, Campbell was registered with Oppenheimer & Co., Inc. [read post]
17 Mar 2008, 8:59 am
The recent purchase of Bear Stearns by JPMorgan Chase & Co. for a price of $2 per share will cause a "major negative revaluation" of financial stocks, according to Meredith Whitney, an analyst with Oppenheimer & Co. [read post]
3 Mar 2015, 1:59 pm
Thereafter, from June 2008 through July 2011, Lawrence was registered with Oppenheimer & Co. [read post]
16 Aug 2010, 9:17 pm
It was during this time that the fund sold credit default swaps on beleaguered companies, including Tribune Co., Lehman Brothers Holdings Inc., General Motors Corp, and American International Group Inc. [read post]
15 Mar 2021, 8:56 am by Silver Law Group
The offering listed Oppenheimer & Co. as the sold book-running manager, with Roth Capital Partners and Laidlaw & Company (UK) Ltd. as co-managers. [read post]
17 Mar 2017, 1:59 pm by Renae Lloyd
Hobson, a former Oppenheimer & Co. investment adviser in Providence, R.I. was sentenced to six months’ imprisonment Wednesday after he pleaded guilty to insider trading based on information from a childhood friend working at Pfizer Inc. [read post]
31 May 2015, 7:24 am by Adam Weinstein
Then, from April 2009 until January 2014, McGrath was a representative with Oppenheimer & Co. [read post]
8 Mar 2024, 11:31 am by Greco & Greco, P.C.
Among the firms involved were Northwestern Mutual Investment Services LLC, Guggenheim Securities LLC, Oppenheimer & Co. [read post]