Search for: "Option One Servicing, Inc." Results 1 - 20 of 3,213
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1 May 2010, 9:18 pm
Commodity Futures & Options Service, Inc., a Houston-based introducing broker, has been permanently barred from the National Futures Association. [read post]
21 May 2020, 8:48 am by Alan Rosca
One Customer Alleges UBS Financial Services Broker William Shreve Misrepresented the Suitability of an Invest-in-and-Hold Options Overlay Strategy William Shreve’s Financial Industry Regulatory Authority, Inc. [read post]
21 May 2020, 8:48 am by Alan Rosca
One Customer Alleges UBS Financial Services Broker William Shreve Misrepresented the Suitability of an Invest-in-and-Hold Options Overlay Strategy William Shreve’s Financial Industry Regulatory Authority, Inc. [read post]
8 Jun 2023, 8:18 am by Stoltmann Law
It’s win some, lose some for UBS Financial Services Inc. when it comes to arbitration cases involving an options trading strategy. [read post]
  The Hartford Financial Services Group Inc.'s recently announced its intent to sell independent broker-dealer Woodbury Financial Services Inc., which marks its move to exit the independent broker-dealer market. [read post]
20 Jun 2014, 5:00 am by Robin Alexander
 Currie had one option to purchase a total of 400,000 shares of Twitter common stock. 25% of the shares of Twitter common stock subject to this option vested on November 18, 2011, and the balance vests in 36 successive equal monthly installments, subject to continued service through each such date. 316,666 of the shares of Twitter common stock subject to this option were vested as of December 31, 2013. 4. [read post]
21 Mar 2023, 7:20 am by Unknown
Although one of the option agreements, the one governing 83 percent of Weinberg’s options, did not have the two-tier provision, the court rejected the argument that it should be interpreted any differently from the other agreements entered into nearly contemporaneously among the same parties.The “several” reading of “and” is the only reasonable one, suggested by the fact that the call right is a permissive one. [read post]
20 Jun 2014, 5:00 am by Robin Alexander
 Currie had one option to purchase a total of 400,000 shares of Twitter common stock. 25% of the shares of Twitter common stock subject to this option vested on November 18, 2011, and the balance vests in 36 successive equal monthly installments, subject to continued service through each such date. 316,666 of the shares of Twitter common stock subject to this option were vested as of December 31, 2013. 4. [read post]
28 Oct 2014, 7:00 am by Daniel E. Cummins
David Eschbach, Jr., Inc., 874 A.2d 1150 (Pa. 2005). [read post]
17 Sep 2021, 5:46 am
For example, Scientific Atlanta Inc., a cable and telecommunications equipment manufacturer, states in its 2005 Form 10-K filing: “A failure to maintain our relationships with customers that make significant purchases of our products and services could harm our business and results of operations. [read post]
26 Feb 2010, 9:43 am
Blake Held: Objections to the qualifications of arbitrators or the procedure of an arbitration hearing must be raised prior to or during the arbitration hearing or are deemed to have been waived.Facts and Analysis: Aaron Holland set up a customer account with Penson Financial Services, Inc. in 2007 by signing a Combined Customer Account Agreement. [read post]
28 Dec 2020, 8:57 am by Reid F. Herlihy
(Seterus), and its successor-in-interest, Kyanite Services, Inc. [read post]
15 Oct 2015, 8:20 am by Daily Record Staff
Braun is currently a level one candidate for the Retirement Income Certified Professional program offered by The American College of Financial Services. [read post]
27 Apr 2016, 8:55 am by Matthew Schoonover
At issue in InGenesis, Inc., B-412101.2 (Mar. 28, 2016) was a contract awarded by DHS Immigration and Customs Enforcement (“ICE”) to Maxim Health Care Services, Inc., to provided medical staffing and support services for undocumented immigrants at various ICE facilities across the United States. [read post]
8 Nov 2009, 4:37 am
Premier Asset Management, a wholly-owned subsidiary of Capmark Financial, is the first licensed loan servicer in the Japanese servicing industry and is one of the largest loan servicing companies in Japan specializing in commercial mortgage backed securities (or CMBS). [read post]
30 Jul 2011, 6:30 am
Ever since its was revealed that federal investigators were taking a look into their mortgage foreclosure practices Lender Processing Services Inc., the company has maintained that the search would not result in numerous financial penalties by way of fines and lawsuits. [read post]