Search for: "PERSHING, LLC."
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12 Jan 2024, 3:08 am
KCNF’s own Steve Pershing co-authored pro-employee friend-of-the-court briefs in both the D.C. [read post]
25 Sep 2023, 9:03 am
Her website notes a little about her history: April Hall is the President of Storm Consultants, LLC and the SRC Summit. [read post]
12 Apr 2023, 8:25 am
As an example, there are also activist hedge funds like Bill Ackman of Pershing Square and Carl Icahn. [read post]
14 Aug 2022, 8:22 am
FAST Sponsor LLC is FAST’s SPAC sponsor. [read post]
15 Feb 2022, 2:05 pm
GigAcquisitions3, LLC. [read post]
27 Nov 2021, 6:26 am
November 24, 2021Family Court could exercise subject matter jurisdiction in this family offense proceeding notwithstanding that the offenses occurred out of state In Matter of Phillip D.S. --- N.Y.S.3d ----, 2021 WL 5364714, 2021 N.Y. [read post]
8 Nov 2021, 1:17 pm
Gopi Vungarala Pershe Kaplan Sterling Investments Sutterfield Financial Group, Inc. [read post]
18 Aug 2021, 12:01 pm
Pershing Square TH Sponsor LLC is the SPAC’s sponsor. [read post]
23 Feb 2021, 1:22 pm
Captiva MVP Restaurant Partners, LLC, 18-14959 (11th Cir. [read post]
27 May 2020, 2:07 pm
On behalf of several investor clients, Malecki Law’s FINRA arbitration attorneys are currently investigating cases involving claims against Pershing, LLC, a clearing house, and its introducing brokerage firm client, Insight Securities, Inc. [read post]
29 Apr 2020, 6:01 am
Willowood, LLC v. [read post]
22 May 2019, 10:16 am
” The article states that CYES has over 800 separately managed accounts across eight different platforms such as Merrill Lynch, Morgan Stanley, UBS Schwab, Fidelity, and Pershing via independently registered investment advisors. [read post]
16 May 2019, 8:27 am
A Financial Industry Regulatory Authority (FINRA) panel has ordered Pershing, LLC to pay $1.4m to six investors who lost money in R. [read post]
13 Aug 2018, 10:25 am
Additionally, the clients indicated that the accounts were not held in their name; at the time, they were in a brokerage account by Pershing LLC. [read post]
30 Dec 2016, 6:09 am
Sinkular and Julia Kennedy, Pay Governance LLC, on Thursday, December 29, 2016 Tags: Boards of Directors, Disclosure, Equity-based compensation, Executive Compensation, Firm performance, Incentives, Pay for performance, Payouts, Performance measures, Proxy disclosure, Shareholder value [read post]
21 Apr 2016, 9:30 am
In Pershing, LLC v. [read post]
7 Jan 2016, 2:28 pm
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
9 Sep 2015, 6:16 am
Last fall, Cetera reached a new pricing arrangement with Pershing, based on the larger scale from its acquired firms.The changeover to Summit is expected to be completed by the end of October.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
13 Aug 2015, 8:17 am
According to a recent letter to shareholders, Core Realty Holding informed investors that Pershing, LLC will not maintain promissory notes, like CORE Series 2007-A 8% Secured Debentures, in retirement and non-retirement accounts. [read post]
21 May 2015, 7:56 am
They paid straw buyers to purchase properties developed by Jara Brothers Investments (JBI) and Pershing Partners LLC and funded the purchases using loans they obtained based on false and fraudulent loan applications. [read post]
