Search for: "PERSHING, LLC."
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16 Apr 2015, 9:53 am
According to court documents, Lucia Chavez and Joseph Chavez conspired with seven co-defendants from 2007 to 2010 to use straw buyers to purchase residential properties in Bakersfield developed by Pershing Partners LLC, owned by Lucia Chavez, and Jara Brothers Investments (JBI), owned by her brothers, co-defendants Eliseo Jara and Sergio Jara. [read post]
17 Mar 2015, 8:28 am
According to court documents, from 2007 to 2010, the Jara brothers conspired with others to use straw buyers to purchase residential properties in Bakersfield developed by Jara Brothers Investments (JBI) and Pershing Partners LLC. [read post]
12 Mar 2015, 10:36 am
They paid straw buyers to purchase properties developed by Jara Brothers Investments (JBI) and Pershing Partners LLC and funded the purchases using loans they obtained based on false and fraudulent loan applications. [read post]
17 Dec 2014, 8:00 am
According to documents filed in this case and statements made in court: From May 2004 through June 2008, Green was a registered representative associated with Crocker Securities, a broker dealer that used the clearing services of Pershing LLC. [read post]
27 Mar 2014, 8:39 am
According to Perez-Marcial’s guilty plea, he conspired with his co-defendants from 2007 to 2010 to use straw buyers to purchase residential properties in Bakersfield developed by Jara Brothers Investments (JBI), owned by co-defendants Eliseo Jara and Sergio Jara, and Pershing Partners LLC, owned by co-defendant Lucia Chavez. [read post]
19 Mar 2014, 5:53 am
Stanford’s scheme could not operate in the absence of its clearing firm—Pershing LLC. [read post]
31 Oct 2012, 11:54 am
Purchasing Power, LLC, 12-cv-22800-UU (S.D. [read post]
27 Aug 2012, 6:07 am
Samsung, Black Rock City LLC, Burning man, Credit Card Debt, Credit cards, Debt, Debts, Ethics, Hippies, Jason Wilson, Judge Noach Dear, Legal Ethics, License Plates, Machete, Machetes, Money, Morning Docket, Nevada, New York, New York Commission on Judicial Conduct, Patents, Pershing County, Police, Politics, Republican National Convention, Republicans, Samsung, State Judges, Technology, Velvin Hogan [read post]
10 Jul 2012, 7:38 am
(“Tripp”), a brokerage firm that retained the clearing services of non-party Pershing, LLC (“Pershing”) to hold the assets of Tripp’s customers in an account. [read post]
18 May 2012, 5:04 am
Call For Papers "Revolution in the Regulation of Financial Advice: the US, the UK and Australia" Opening Speaker: Brian Shea, Chief Executive Officer of Pershing LLC, a BNY Mellon company Recently, Australia and the UK have been carrying out radical... [read post]
1 May 2012, 10:15 am
Pershing, LLC, 672 F.3d 64 (1st Cir. 2012) Katz sued Pershing, which sells brokerage-related services to broker-dealers and investment advisers, for failure to protect sensitive nonpublic personal information as a violation of contract and of consumer protection laws. [read post]
10 Apr 2012, 5:01 am
Franke Professor of Law and Business, Stanford Law School Mellody Hobson, President and Director of Ariel Investments, LLC Stephen Holmes, General Partner and Chief Operating Officer, InterWest Partners Adam Kanzer, Managing Director and General Counsel of Domini Social Investments and Chief Legal Officer of the Domini Funds Roy Katzovicz, Partner, Investment Team Member and Chief Legal Officer, Pershing Square Capital Management, L.P. [read post]
28 Jan 2012, 8:08 am
Pershing, LLC, Civil Action No. 10–12227-RGS, 2011 WL 3678720, at *4 (D. [read post]
25 Jan 2012, 7:10 am
Numerous independent firms, Schwab Advisor Services, TD Ameritrade Institutional, Pershing Advisor Solutions LLC, Fidelity Institutional Wealth Services and Diamond Consultants LLC, saw an increase in "breakaway brokers" joining them in 2011. [read post]
24 Jan 2012, 7:24 am
., the representation of EMS Technologies in its sale to Honeywell, Inc. for approximately $600 million, and 3G Capital Management LLC in the $4.3 billion acquisition of Burger King. [read post]
23 Jan 2012, 6:57 am
Pershing, LLC, Civil Action No. 10–12227-RGS (D. [read post]
7 Oct 2011, 2:36 pm
Pershing, LLC, 10-12227-RGS (D. [read post]
26 Sep 2011, 1:53 pm
The facilities are Jersey Valley in Pershing County, McGinness Hills in Lander County and Tuscarora in Elko County. [read post]
15 Apr 2011, 7:34 am
She is the paralegal supervisor at Pershing LLC, a subsidiary of The Bank of New York Mellon. [read post]
9 Jul 2010, 3:00 pm
The board's first meeting will be held on July 13, 2010 at 3:00 PM in Pershing Hall on Governors Island. [read post]
