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28 Jan 2011, 11:22 am
Finally, relying on activist institutional investors will not solve the principal-agent problem inherent in corporate governance but rather will merely shift the locus of that problem. [read post]
23 Feb 2022, 1:17 pm
These bonds have significant risk and are not like traditional corporate bonds and other conservative investments. [read post]
6 Nov 2012, 1:27 am
Principal Management Corporation, et al., S.D. [read post]
4 Feb 2010, 8:21 am
Investors are starting to file arbitration claims against their Lehman brokers, in an attempt to collect their losses on investments in Lehman principal protected notes. [read post]
5 Dec 2019, 6:05 am
In our paper entitled Asset Management, Index Funds, and Theories of Corporate Control, we dispute the principal arguments of three papers addressing asset management, index funds and corporate control: “The Future of Corporate Governance Part I: The Problem of Twelve” by John C. [read post]
21 Aug 2009, 9:31 am
SNSFE lawyers are investigating whether brokers inappropriately referred investors to Medical Capital Corporation following what it calls a $77 million offering fraud. [read post]
15 Dec 2021, 6:12 am
ESG is on the minds of many investors today. [read post]
20 Oct 2011, 6:35 am
This note provides a brief update of the principal changes. [read post]
13 Feb 2023, 10:27 am
Last February, the SEC reportedly announced that it would begin to seek public comment to further amend the financial thresholds of the accredited investor definition, one of the principal tests for determining who is eligible to participate in U.S. private securities offerings. [read post]
18 Mar 2020, 10:44 am
They take in investor money and then lend it out to a portfolio of privately held businesses. [read post]
13 Dec 2022, 5:27 pm
The long-term bond funds had substantial risk of immediate principal loss due to the known threat of interest rates increases which made them unsuitable and inappropriate for the investor, the claim alleges. [read post]
23 Feb 2010, 11:53 am
Again, this new-ish intersection of Ponzi scheme and SIPC liquidation presents new ground -- the SIPA doesn't talk about investors who profited (in the sense of taking out more than principal invested) before the collapse of the subject firm. [read post]
16 Feb 2013, 6:52 pm
Lastly, it appears to point to an evolution to the role of the state from the principal source of standards and enforcer of law to a vehicle for the implementation of international standards in which enforcement power is left to global market actors--principally consumers and investors function of the decisions of global actors. [read post]
12 Apr 2014, 9:38 am
Bi-partisan legislation introduced by Senator Mark Warner (D-VA) would enhance the disclosure to investors in municipal and corporate debt securities. [read post]
7 Dec 2009, 10:54 am
Page Perry’s attorneys are actively involved in representing institutional and corporate investors. [read post]
8 Sep 2015, 9:55 am
In July 2011, we co-chaired a committee on the disclosure of corporate political spending and served as the principal draftsmen of the rulemaking petition that the committee submitted. [read post]
29 Sep 2009, 8:11 am
All five of special-purpose corporations are now in default after failing to make interest and principal payments on almost $1 billion in notes. [read post]
30 Apr 2009, 6:24 am
US corporate and securities law is often thought of as being highly protective of outside investors. [read post]
15 Feb 2022, 12:23 am
The firm has received numerous calls from investors looking to recover financial losses from investments in BDCs like CION Investment Corporation. [read post]
30 Jun 2008, 5:00 pm
Like an investor in a corporation, Kaplan's position as the holder of the purse strings did not create a fiduciary duty. [read post]
