Search for: "PRINCIPAL INVESTORS CORPORATION"
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1 Feb 2024, 9:08 am
Given the seemingly high barriers to entry, why would a typical retail investor care about auction prices at Sotheby’s? [read post]
24 Jan 2024, 9:01 pm
However, I thank the staff of the Division of Corporation Finance, the Division of Investment Management, the Division of Economic and Risk Analysis, and the Office of the General Counsel for their work on this rulemaking. [read post]
24 Jan 2024, 7:51 am
Whistleblower Protection Rules in the News It is interesting to note that internal whistleblowers make up over 90% of corporate retaliation cases. [read post]
17 Jan 2024, 1:00 pm
Background Mobileye, which is a Delaware corporation with its principal place of business in Israel, develops and sells advanced driver assistance systems and autonomous driving software and hardware products. [read post]
15 Jan 2024, 9:01 pm
The term “principal competitor” is undefined, creating ambiguity. [read post]
14 Jan 2024, 6:30 pm
In particular, a VA Fund will no longer be restricted to “professional investors” only. [read post]
9 Jan 2024, 6:47 am
” “FARA mandates foreign principals and their advisers make disclosures when engaging in certain activities designed to influence the US government. [read post]
2 Jan 2024, 11:26 am
The investor doesn’t have to sell an at-the-money call. [read post]
28 Dec 2023, 9:05 pm
Department of Labor rule allowing pension managers to consider environmental, social, and corporate governance factors when making investment decisions. [read post]
18 Dec 2023, 2:48 pm
The proposed disclosure requirements for CPOs include descriptions of principal risk factors for the exempt pool, investment program and use of proceeds, fees, conflicts, and performance. [read post]
13 Dec 2023, 11:00 pm
In some cases, the investment may be heavily subsidized by borrowed funds and include a return of investor principal. [read post]
11 Dec 2023, 9:07 am
There is no other conference in legal tech that brings together a similar mix of startup founders, established company leaders, VCs and other investors, academics, and innovation leaders from law firms and corporate legal. [read post]
10 Dec 2023, 9:01 pm
The board needs to manage the conflicts between the agents, the principals and indeed between the longer and shorter-term shareholders within the principals. [read post]
7 Dec 2023, 2:06 pm
Without a strong understanding of how they work, an investor could lose a considerable amount of their principal in the process. [read post]
30 Nov 2023, 9:01 pm
In order to provide clarity to investors, the registrant should include a footnote disclosing the index chosen. [read post]
29 Nov 2023, 10:40 am
The Start-up and Venture Capital Practice Group at Riggs Davie PLC counsels founders, entrepreneurs, and investors through early-stage corporate structure decisions and opportunities for leveraging QSBS treatment. [read post]
26 Nov 2023, 6:30 am
Jackson, Jr.; and Pre-Disclosure Accumulations by Activist Investors: Evidence and Policy by Lucian Bebchuk, Alon Brav, Robert J. [read post]
26 Nov 2023, 6:30 am
Jackson, Jr.; and Pre-Disclosure Accumulations by Activist Investors: Evidence and Policy by Lucian Bebchuk, Alon Brav, Robert J. [read post]
20 Nov 2023, 9:01 pm
Madoff Investment Securities LLC (BLMIS) was a Ponzi scheme led to its liquidation under the Securities Investor Protection Act (SIPA).1 A SIPA liquidation is designed to collect “customer property” for ratable distribution among customers based on their “net equity” — investments minus withdrawals (i.e., loss of principal).2 SIPA largely incorporates the Bankruptcy Code and allows the SIPA trustee to recover property transferred by the debtor that… [read post]
13 Nov 2023, 5:40 pm
As used in section 1128B of the Act, “remuneration” does not include any payment made by a principal to an agent as compensation for the services of the agent, as long as all of the following standards are met: (details here). [read post]
