Search for: "PRINCIPAL INVESTORS CORPORATION"
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3 Jul 2019, 5:59 am
Rowe Price, environmental, social, and governance (“ESG”) issues, once the sole purview of specialist investors and activist groups, are increasingly working their way into the mainstream for corporate America. [read post]
25 Jul 2018, 12:54 pm
The analysis gets more complicated if the California corporation has shareholders that do not qualify as “accredited investors. [read post]
21 Mar 2011, 10:26 am
Shareholders benefit from the reforms of corporate governance initiated by these activist investors. [read post]
11 May 2021, 5:54 am
Related research from the Program on Corporate Governance includes Corporate Political Speech: Who Decides? [read post]
2 Jun 2014, 6:23 am
Eventually, Advanced Equities principals’ false and misleading statements to investors concerning other private equity venutures were recorded and the Securities and Exchange Commission (SEC) investigated the firm. [read post]
7 Mar 2018, 6:05 am
The Tax Cuts and Jobs Act (the “Act”) was intended principally to simplify the tax code, reduce individual and corporate tax rates, and allow for the repatriation of cash held overseas at a discounted tax rate. [read post]
12 Jan 2017, 9:55 am
Money market depository accounts are guaranteed by the FDIC and therefore the principal in that deposit account is fully protected up to the dollar limits established by law. [read post]
11 Nov 2020, 1:28 am
He then switched to Financial Network Investment Corporation in May 1989 and remained there until September 1992. [read post]
7 Dec 2020, 8:58 am
He also claimed there was no risk to their initial principal investment, and the funds would be invested through SmartTrust or Parkland Securities in a Unit Investment Trust, as reported on the Indictment. [read post]
7 Dec 2020, 8:58 am
He also claimed there was no risk to their initial principal investment, and the funds would be invested through SmartTrust or Parkland Securities in a Unit Investment Trust, as reported on the Indictment. [read post]
11 Nov 2020, 1:28 am
He then switched to Financial Network Investment Corporation in May 1989 and remained there until September 1992. [read post]
18 Feb 2013, 5:16 pm
Lastly, it appears to point to an evolution to the role of the state from the principal source of standards and enforcer of law to a vehicle for the implementation of international standards in which enforcement power is left to global market actors--principally consumers and investors function of the decisions of global actors. [read post]
6 Aug 2018, 8:38 pm
Or is the corporation merely property, a complex commodity? [read post]
18 Mar 2024, 2:05 pm
Among the charges are allegations that one of the principals behind the scheme violated the SEC’s whistleblower protection rules. [read post]
23 Jun 2016, 7:15 am
But the offering materials failed to adequately disclose a third cost included in the volatility index known as the “execution factor” that imposed a cost of 1.5 percent of the index value each quarter.The notes were issued by Merrill Lynch’s parent company Bank of America Corporation, and Merrill Lynch had principal responsibility for drafting and reviewing the retail pricing supplements. [read post]
16 May 2011, 1:51 am
As discussed in an April 19, 2011 Westlaw Business article entitled “Corporate Governance: Assertive Activist Investors” (here), the 2011 proxy season is the “culmination of a major drive to install majority voting standards,” and shareholders at a number of companies have voted in favor of shareholder proposals calling for majority voting standards. [read post]
30 Nov 2012, 5:55 am
A small but influential alliance of activist investor groups, academics and trade unions continues — successfully it must be said — to seek to overhaul corporate governance in America to suit their particular agendas and predilections. [read post]
15 Jul 2010, 11:47 am
“The proxy is often the principal means for shareholders and public companies to communicate with one another, and for shareholders to weigh in on issues of importance to the corporation,” said SEC Chairman Mary L. [read post]
25 Apr 2014, 1:55 pm
Further, MarketWatch noted that certain such investments may merely return principal back to the investor, rather than any actual income on the investment. [read post]
7 Nov 2011, 11:36 am
Spitzer was the principal officer and sole shareholder of Kenzie Financial, as well as the principal of other corporate entities. [read post]
