Search for: "PRINCIPAL VARIABLE CONTRACTS FUND, INC."
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8 Sep 2023, 12:51 pm
According to the SEC, RiverSource employees orchestrated targeted sales strategies from 2016 to 2018 to incentivize Ameriprise Financial Services (AFS) representatives to focus on switching customers’ variable annuity contracts. [read post]
17 Oct 2021, 2:17 pm
Rodricks, Principal, Environ Allen Wilcox, Senior Investigator, Institute of Environmental Health Sciences Sandy L. [read post]
23 Jul 2021, 8:38 am
The requirement applies to payment firms with a variable interest entity (VIE) structure, which has been widely adopted by internet companies and allows them to bypass the lengthy domestic listing process and raise funds overseas. . . . [read post]
29 Aug 2019, 10:33 am
”) Fraternity Fund Ltd. v. [read post]
30 Jul 2019, 11:35 am
Booth, on December 7, 2005, reportedly became registered with INVEST Financial Corporation in Norwalk, CT as a General Securities Representative (GSR) Investment Company and Variable Contracts Products Representative (IR), General Securities Principal (GP), and an Investment Company ProductsNariable Contracts Principal (IP), FINRA notes. [read post]
30 Jul 2019, 11:35 am
Booth, on December 7, 2005, reportedly became registered with INVEST Financial Corporation in Norwalk, CT as a General Securities Representative (GSR) Investment Company and Variable Contracts Products Representative (IR), General Securities Principal (GP), and an Investment Company ProductsNariable Contracts Principal (IP), FINRA notes. [read post]
20 May 2019, 9:11 am
Also see --- > Consumer contracts at the back end (when consumers are sued on debt)The utilization of the quantitative approach in surveying the current legal landscape dotted with common-law courts has been subject of some criticism, but the notion of a “majority” view is necessarily a quantitative concept and so is the concept of “trends”, which adds the dimension of time as a directional variable to blunt measures of frequency of occurrences within a… [read post]
4 May 2019, 12:39 pm
Citibank, the Fourteenth Court of Appeals, which also sits in Houston and lords over the same trial courts in ten surrounding counties, did not merely hold that use of credit card and payments to account demonstrated existence of contract (thus ruling against the Defendant on that issue), but also reversed the judgment in part because the bank had not adduced any evidence of what the variable interest rate was at the relevant time (thereby sustaining one of the Defendant’s… [read post]
27 Dec 2018, 8:56 am
., Inc., 325 U.S. 419, 424–25 (1945); 29 C.F.R. [read post]
11 Nov 2018, 4:03 pm
The cost of individual loans varied based on the percentage margin to be added to LIBOR to compute variable interest accrual on an ongoing basis. [read post]
27 Aug 2018, 3:41 pm
Like the US federal funds rate, LIBOR is a variable financial market index. [read post]
26 Jan 2018, 5:50 am
In addition, the firm failed to establish, maintain, and enforce WSPs or provide sufficient guidance or training to representatives and principals regarding the sale of long-term income riders with multishare class variable annuities, particularly the combination of L-share contracts with longterm income riders. [read post]
17 Dec 2017, 3:28 pm
As the PR-amenable moniker implies, the VALID-WHEN-MADE doctrine is all about the validity of a loan contract at the point of origination. [read post]
15 Dec 2017, 9:01 am
An increased interest in this asset class from fund managers, financial institutions and various government leaders and regulators throughout the world has led to an exponential growth of cryptocurrency investments, the CFTC’s approval of two exchanges to trade Bitcoin futures contracts has increased attention on the asset class. [read post]
15 Dec 2017, 9:01 am
An increased interest in this asset class from fund managers, financial institutions and various government leaders and regulators throughout the world has led to an exponential growth of cryptocurrency investments, the CFTC’s approval of two exchanges to trade Bitcoin futures contracts has increased attention on the asset class. [read post]
31 Jul 2017, 1:13 pm
The firm sold variable annuity contracts with the option of various different share classes. [read post]
29 Jul 2017, 5:32 pm
Trinity Indus., Inc. [read post]
10 May 2017, 10:30 am
I.e. the investor must transfer the principal to the carrier in exchange for the guaranteed payments. [read post]
17 Apr 2017, 9:01 pm
Eastern Airlines, Inc. (1984), the U.S. [read post]
2 Feb 2016, 6:03 pm
The act permits private individuals to sue on behalf of the government those who falsely claim federal funds, or cause others to do so, and to receive a share of any funds recovered through the lawsuit. [read post]