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In addition, Park Avenue determined that they had failed to provide these charge waivers after FINRA sent a targeted examination letter for them to review its applicable sales as part of a Mutual Fund Fee Waiver Sweep. [read post]
5 May 2011, 5:25 am
It was given effect to without notifying the unitholders and providing an exit option as set out in Reg. 18(15A) of the SEBI (Mutual Funds) Regulations, 1996; and 2. [read post]
4 Aug 2010, 8:24 pm by Hull and Hull LLP
 It did not provide evidence of a mutual agreement against revocation. [read post]
26 Aug 2019, 5:50 am
The court looked instead to mutual fund peer group fees as a more apt comparator, while also giving deference to the fee approval of the Fund’s independent trustees following a robust review process. [read post]
26 May 2018, 1:00 am by Victor Medina
Through his law firm and independent registered investment advisory company, Victor provides 360º Wealth Protection Strategies for individuals in or nearing retirement. [read post]
17 Sep 2020, 6:41 am by Gregory Dell
But in most cases, I would say that we’re coming across people who are being paid by Mass Mutual, or who were paid by Mass Mutual at some point in time. [read post]
8 Feb 2011, 12:08 pm by Federal and Extradition Defense
Erato (In re Subpoena Issued to Erato), 2 F.3d 11 (2d Cir. 1993) (discussing an MLAT with the Netherlands, signed in 1981); In re Request from Kasper-Ansermet, 132 F.R.D. 622 (D.N.J. 1990) (discussing an MLAT with Switzerland, ratified in 1976).1 As their names suggest, these treaties provide for bilateral, mutual assistance in the gathering of legal evidence for use by the requesting state in criminal investigations and proceedings. [read post]
1 Feb 2010, 4:46 am by Federal and Extradition Defense
A spokeswoman from the Queensland Police Service gave a similar response, saying there are a range of complex legal considerations when providing investigative assistance to other nations. [read post]
Providing “Objective” Evidence of Disability One of Boston Mutual’s main arguments in denying Ms. [read post]
25 Oct 2018, 2:01 am by Imogen Garner (UK)
A summary of responses to the Consultation’s questions is provided on pages 2 – 6 of the Response. [read post]
9 Oct 2015, 12:52 pm by Gregory Forman
However it’s the only good advise to provide a client unwilling to address his or her own lack of fitness. [read post]
23 Feb 2015, 1:06 pm by Gail Kent
Mutual Legal Assistance (MLA) is an agreement, usually by treaty (T), between two or more countries to provide assistance to each other on criminal legal matters. [read post]
18 Aug 2008, 11:01 pm
In response, the General Assembly created the Medical Mutual to provide malpractice insurance to Maryland health care providers. [read post]
6 Jul 2009, 7:19 am
  The lease further provided that Superior Sign, "at its sole cost and expense and for the mutual benefit of Landlord and Tenant, shall maintain a general liability policy ... providing coverage against claims for bodily injury, personal injury and property damage" in specified aggregate and per occurrence coverage limit amounts. [read post]
6 Nov 2020, 10:35 am by Disability Lawyers Dell & Schaefer
Mass Mutual Requires All Treating Physicians to Provide Coordinated Medical Records GREGORY DELL: A lot of claimants think that applying for long-term disability benefits is as easy as it was when they bought their application, where they just filled out the forms, the agent did most of the stuff, they got some medical history, and they signed it. [read post]
3 Mar 2009, 5:05 am
email addresses, the prosecutor had called on Yahoo to provide the true identity of the suspected cyber criminals.California-based Yahoo! [read post]