Search for: "PROVIDENT FUNDING ASSOCIATES, LP"
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22 Apr 2024, 1:11 pm
Most GPL policies provide director and officer liability coverage (with full entity coverage) and errors and omissions coverage to the private equity firm, its affiliated funds and special purpose vehicles, and their principals. [read post]
22 Mar 2024, 4:59 am
(Fox), Sebco IV Associates, LP (Sebco IV), and Father Louis Gigante (FLG), and or his estate. [read post]
3 Mar 2024, 5:41 am
The pending customer dispute that gives rise to this investigation concerns Marcel Pahmer’s sales of a number of high risk private placements, including Tasty Brands LP, Carter Multifamily Growth and Income Fund and GWG Holdings “L” Bonds. [read post]
15 Feb 2024, 9:08 pm
CO 14/541 provides relief from this obligation. [read post]
31 Jan 2024, 11:31 am
The inaccuracies resulted from associates’ misunderstanding of disclosure requirements. [read post]
27 Dec 2023, 6:09 pm
.; Walton US Land Fund 3 LP; NorthStar Healthcare Income; CION Investment Corp; and Griffin Capital Essential Asset REIT II. [read post]
18 Dec 2023, 3:25 am
LP, 137 AD3d 593, 596 [1st Dept 2016]). [read post]
12 Dec 2023, 11:20 pm
They failed to provide audited financial statements and didn’t register two of their funds with the SEC. [read post]
11 Dec 2023, 9:05 pm
Muirfield Value Partners, LP, et al., Dell, Inc. v. [read post]
11 Dec 2023, 1:18 pm
That means a Virginia corporation, LLC, or LP is a Reporting Company under the CTA, but a Virginia general partnership is not. [read post]
27 Oct 2023, 10:47 am
Known as Great Hill clauses named after the American case Great Hill Equity Partners IV, LP v. [read post]
24 Oct 2023, 9:01 pm
Other types of behaviors that have resulted in reduced or zero penalties have included: preemptively remediating and ceasing the unlawful behavior; proactively providing compensation to victims; providing detailed financial analyses, explanations, and summaries of factual issues to the staff; proactively identifying key documents and witnesses that the staff has not yet identified; and facilitating interviews of former employees. [read post]
10 Oct 2023, 9:01 pm
The Commission worries that their consequent “informational advantage . . . over the selling shareholders in these transactions and the associated wealth transfers may be perceived by some market participants to be unfair. [read post]
30 Aug 2023, 1:56 pm
Mandating quarterly reports on performance and associated fees, will require the disclosure of certain fee structures and mitigate the fund’s ability to give preferential treatment to certain investors. [read post]
28 Aug 2023, 6:31 am
As a result, the volume of investment by Israeli LPs in PE and other types of private funds has become economically large in absolute, not only relative, terms. [read post]
28 Aug 2023, 6:31 am
As a result, the volume of investment by Israeli LPs in PE and other types of private funds has become economically large in absolute, not only relative, terms. [read post]
25 Jun 2023, 10:54 am
A store has no First Amendment right to refuse to sell to Catholics, even if it describes this as a boycott of people who provide support for the Catholic Church. [read post]
24 Apr 2023, 1:54 pm
[viii] The 2022 Executive Order by President Biden provides formal Presidential direction on the risks to consider when reviewing a covered transaction. [read post]
29 Mar 2023, 12:50 am
From March 27, 2014, to January 1, 2019, Triad also reportedly failed to obtain required account information for customers who purchased the private offerings of LJM Partners, Ltd. and LJM Preservation & Growth Fund LP. [read post]
15 Mar 2023, 1:31 am
Unfortunately, many investors were not made adequately aware of the risks and liquidity problems associated with REITs. [read post]
