Search for: "PROVIDENT FUNDING ASSOCIATES, LP"
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31 Dec 2019, 8:13 am
Clients, Friends, Associates: As we prepare for a new year, we also reflect on an eventful 2019 year that included developments impacting both traditional hedge fund managers as well as those in the digital asset space. [read post]
6 Jul 2018, 11:47 am
When advisors convert or misappropriate funds they often created businesses or other vechicles to serve as a cover for the theft of funds. [read post]
19 Apr 2011, 12:41 pm
Management of third-party service providers - Examiners reviewed the servicers’ oversight of key third parties used throughout the foreclosure process, with a focus on foreclosure attorneys, MERS, and default-service providers such as LPS. [read post]
26 May 2017, 6:59 am
The White Law Group is specifically investigating the following Payson Petroleum offerings: Payson Drilling Fund 2015 I Payson Drilling Fund 2015 II LP Payson Group LP Payson North Texas Multi Well I LP Payson Petroleum Jenny #1 LP Payson Developmental Drilling Fund 2014 II LP Payson Petroleum 3 Well 2014 LP Payson Petroleum 3 Well LP Broker dealers that sell alternative investments are required to perform… [read post]
8 Aug 2008, 4:08 pm
Because the plan didn't economically provide for disposition of these unclaimed funds, the liquidating trustee filed a motion to deposit the funds into the Court's registry. [read post]
27 Oct 2023, 10:47 am
Known as Great Hill clauses named after the American case Great Hill Equity Partners IV, LP v. [read post]
12 May 2010, 2:26 am
In August 2008, she joined XYZ LP as an associated person. [read post]
12 Jun 2014, 5:58 am
Heinz & Associates, Inc. [read post]
11 Mar 2015, 7:00 am
Thereafter, from November 2010 until March 2012, Lindemann was associated with J.P. [read post]
19 Nov 2013, 9:00 am
This first DPA is with Scott Herckis, a former Fund Administrator for Connecticut-based hedge fund Happelwhite Fund LP. [read post]
3 Mar 2024, 5:41 am
The pending customer dispute that gives rise to this investigation concerns Marcel Pahmer’s sales of a number of high risk private placements, including Tasty Brands LP, Carter Multifamily Growth and Income Fund and GWG Holdings “L” Bonds. [read post]
28 Mar 2011, 7:02 pm
LP, and JPMorgan Chase & Co. [read post]
13 Sep 2007, 1:13 am
Madison Square Garden LP [read post]
4 Jul 2009, 11:26 am
Many securities regulators, also, do not completely understand their own rule and regulations and are not able to provide any sort of practicle advice to hedge fund managers regarding their obligations. [read post]
31 Jan 2024, 11:31 am
The inaccuracies resulted from associates’ misunderstanding of disclosure requirements. [read post]
13 Nov 2013, 5:00 am
Scott Herckis served as administrator for Connecticut-based Heppelwhite Fund LP. [read post]
13 Nov 2013, 5:00 am
Scott Herckis served as administrator for Connecticut-based Heppelwhite Fund LP. [read post]
22 Feb 2018, 7:27 am
Many investors are not fully aware of the problems and risks associated with these investments before purchasing them. [read post]
15 Jun 2020, 11:23 am
Compared to traditional investments, such as stocks, bonds and mutual funds, REITs are significantly more complex. [read post]
2 Mar 2011, 12:47 pm
Galleon Management, LP, the government alleges widespread insider trading at several hedge funds including Galleon Management, LP – a formerly multi-billion dollar hedge fund founded and controlled by Raj Rajaratnam – New Castle Funds LLC, Spherix Capital LLC and S2 Capital Management, LP. [read post]
