Search for: "PRUDENTIAL INSURANCE COMPANY OF AMERICA"
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6 Aug 2019, 8:49 am
Independent Financial Group, LLC Kane, Jordan Citizens Securities, Inc Martinez, Joseph Pruco Securities, LLC The Prudential Insurance Company of America Sercia, Anthony Traderfield Securities Inc Legend Securities, Inc Weldon, Benjamin State Farm VP Management Corp FINRA makes this information available, in part, to inform investors about potential red flags or problems with certain… [read post]
1 Jun 2019, 5:50 am
The style of the San Antonio case is, The Prudential Insurance Company of America v. [read post]
23 May 2019, 7:47 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bang, Gregory NYLife Securities LLC Bishop, Tywan Charles Schwab & Co, Inc ETrade Block, Gabriel First Standard Financial Company LLC… [read post]
12 Apr 2019, 8:25 am
Insurance Agency Peter Gomez NYLife Securities LLC New York Life Insurance Co Harris, Dionna Vanguard Marketing Corporation Henry, Omar Cetera Advisors LLC JP Morgan Securities LLC King, Erin Wells Fargo Clearing Services, LLC Wells Fargo Bank Lin, Linda Lossing, Christopher LPL Financial LLC Edward Jones McNeill, Randolph Buckman, Buckman & Reid, Inc … [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip JP… [read post]
3 Jan 2019, 5:57 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrick, Tabor FBL Marketing Services, LLC Allstate Financial Services, LLC Conklin, Jeffrey The Huntington Investment Company American… [read post]
11 Dec 2018, 7:22 am
Yankee Financial Group, which FINRA expelled in 2006 Park Avenue Securities Guardian Investor Services Tower Square Securities John Hancock Distributors John Hancock Mutual Life Insurance Company Pruco Securities The Prudential Insurance Company of America Pagartanis’s record shows 14 disclosures, including nine customer disputes that are still pending and two that were settled for $97K and $80K, respectively. [read post]
4 Dec 2018, 10:29 pm
Company sought to divert DTPA case against it to arbitration when court wouldn't dismiss it in its entirety. [read post]
5 Oct 2018, 5:53 am
Resolved Case: Cigna reinstates the benefits of a former Sales Representative with chronic back pain following an appeal submitted by Attorney Stephen Jessup.Cigna Overturns Denial of Long Term Disability Benefits On Appeal Resolved Case: Disabled Account Manager that was denied Long-Term Disability benefits by CIGNA is on claim after Dell & Schaefer Appeal.Life Insurance Company of North America (CIGNA) overturned previous denial of long term disability benefits for… [read post]
19 Sep 2018, 6:24 am
Prudential Insurance Company of America, Plaintiff Pacquin, a Business Development Director for Transistor Devices, Inc. [read post]
31 Aug 2018, 12:23 pm
Resolved Cases: Following submission of a successful appeal by Attorney Cesar Gavidia and his Appeal Team, Prudential reinstates the disability claim and finds claimant disabled from Any Gainful Occupation.Prudential Denial Overturned on Appeal After Attorneys Dell & Schaefer Established that Medical Device Representative Could Not Perform Duties of Any Gainful Occupation Charity & Community Involvement: Attorneys Dell & Schaefer recognizes the need to contribute to research to… [read post]
19 Aug 2018, 5:53 am
This issue is discussed in the 1969, San Antonio Court of Appeals opinion styled, The Prudential Insurance Company of America v. [read post]
13 Aug 2018, 10:25 am
His previous employers include Pruco Securities Corporation (CRD #5685) and The Prudential Insurance Company Of America (CRD #680), of Newark, NJ, Hibbard Brown & Co., Inc. [read post]
11 Jul 2018, 2:14 pm
He was previously registered with Fortis Investors, Inc., Pruco Securities Corporation, and the Prudential Insurance Company of America. [read post]
2 May 2018, 7:14 am
Facts: This case (PRUDENTIAL INSURANCE COMPANY OF AMERICA V. [read post]
15 Mar 2018, 7:16 am
Section 204 of the Crapo bill would permit a hedge fund or private equity fund to have the same name as a banking entity that is an investment adviser to the fund, provided that the investment adviser is not an insured depository institution or bank holding company, does not have the same name as an insured depository institution or bank holding company, and the name does not use the word "bank. [read post]
28 Feb 2018, 9:55 am
Hartman’s BrokerCheck report with the Financial Industry Regulatory Authority (FINRA), Barry Hartman was previously registered with The Prudential Insurance Company of America in Newark, New Jersey from June 1985 until December 1993, Pruco Securities Corp in Newark from June 1985 until November 2000, Raymond James in St. [read post]
26 Feb 2018, 6:07 pm
Prudential Ins. [read post]
26 Feb 2018, 6:07 pm
Prudential Ins. [read post]
22 Feb 2018, 6:49 am
On February 20, 2018, the National Association of Insurance Commissioners (NAIC) held a public hearing on the reinsurance collateral provisions of the Bilateral Agreement between the United States of America and the European Union on Prudential Measures regarding Insurance and Reinsurance (the “Covered Agreement”). [read post]
