Search for: "PRUDENTIAL INVESTMENT PORTFOLIOS 2" Results 21 - 40 of 43
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5 Feb 2010, 6:05 am by Hal Scott, Harvard Law School,
The Volcker Rules would limit the ability of banks to own, invest in, or sponsor a hedge fund or private equity fund, or to engage in “proprietary trading. [read post]
21 Mar 2023, 2:15 pm by Adam Levitin
In 2008, the extend and pretend was about bank's loan portfolios. [read post]
19 Dec 2022, 2:28 pm by Colleen McDonald
[2] The Net Worth requirements for Ginnie Mae single-family Issuers (“SF Issuers”) are identical to those for SF Applicants except that the percentage of the SF Issuers total GSE single-family outstanding servicing portfolio increases to 0.35% (35 basis points) [read post]
11 Dec 2009, 11:38 am by James Hamilton
The Council must also issue formal recommendations to the SEC and other Council members to adopt heightened prudential standards for the firms they regulate in order to mitigate system risk. [read post]
14 Feb 2019, 4:44 am by Simon Lovegrove (UK)
In order to take advantage of the TPR firms and funds need to make a notification to the UK Financial Conduct Authority (FCA) or UK Prudential Regulation Authority (PRA) as appropriate before the end of 28 March 2019. [read post]
“Scope 3 emissions” would be defined as “all indirect GHG emissions not otherwise included in a registrant’s Scope 2 emissions, which occur in the upstream and downstre [read post]
15 Jul 2020, 4:25 am by Hedge Fund Lawyer
 In a recent enforcement action, the SEC issued a stern reminder of the requirement under the Advisers Act that investment advisers must enact and follow written policies reasonably designed to prevent violations of the rules governing the use of material non-public information (“MNPI”), particularly in the case where an investment adviser maintains employee board representation on a public company in its investment portfolio. [read post]
13 Mar 2007, 12:17 pm
The cash value account is invested in the fund portfolios and essentially should track the market if indexing is utilized. [read post]
For example, an executive may be limited to unloading no more than 20% of his or her portfolio of equity incentives in any given year. [read post]
22 Nov 2009, 9:05 am
Public, private and union pension funds, mutual funds, private investment funds (including hedge funds), insurance companies, banks, endowments, and sovereign wealth funds are subject to varying levels of regulation, have distinct investment horizons and strategies, and exhibit varying levels of interest in the governance of portfolio companies. [read post]
9 Jul 2021, 10:11 am by Kristian Soltes
Reserve Bank Sees No ‘Policy Case’ for Digital Aussie Dollar Just YetZDNet – July 6, 2021 The Reserve Bank of Australia (RBA), alongside its Council of Financial Regulators partners — RBA, Treasury, the Australian Prudential Regulation Authority and the Australian Securities and Investments Commission — has been looking into a potential central bank digital currency (CBDC). [read post]
10 Oct 2023, 9:01 pm by renholding
While significantly bounded by disclosure and prudential regulations, this remains an animating feature and a significant part of the basic structure of free markets. [read post]
Broadly, the submission discusses APRA’s approach to support the Fintech and Regtech sectors, and also the regulatory framework, including: APRA’s current licencing framework; Fintech and Regtech in prudentially regulated entities; current and proposed frameworks for digital wallets; APRA’s collection and use of data; and APRA’s approach to working with other regulators and industry. [read post]
17 Sep 2017, 7:30 pm by Wolfgang Demino
  Before you invest in one or both of the offerings by the trusts, you should read the prospectus in that registration statement related to that offering and other documents that The National Collegiate Funding LLC has filed with the SEC for more complete information about The National Collegiate Funding LLC, the trusts, the securitization transactions, the student loans and the offerings. [read post]
29 Dec 2021, 12:00 pm by Kevin LaCroix
  ****************************   In the wake of COP26 – and with the latest Intergovernmental Panel on Climate Change’s report [1] indicating the temperature could rise 1.5 degrees within the decade and the UN referring to the situation as a “code red for humanity” [2] – climate change risks continue to make headlines worldwide. [read post]
31 Dec 2020, 2:06 pm by David Shearer (UK) and Rae Parsons (UK)
The five accepted retention methods are: vertical slice, originator share, random selection, first loss (portfolio), or first loss (asset-by-asset). [read post]
22 Jun 2011, 6:07 pm
BELOW THE FOLD IS TEXT VERSION OF DATABASE OF DEBT COLLECTORS __________________________________________________________________________________ 1ST CREDIT OF AMERICA LLC 300 N ELIZABETH ST STE 220-B CHICAGO, IL 60607 6464 INVESTMENTS LLC 1625 S IRIS WY LAKEWOOD, CO 80232-6347 A COMPLETE FINANCIAL INC 2016 OGDEN ST DENVER, CO 80205 AAA COLLECTORS INC DBA TRIPLE CHECK INC 2950 N ACADEMY BLVD UNIT 201 COLORADO SPRINGS, CO 80917 Aargon Agency Inc 3160 S Valley VW STE… [read post]
22 Jun 2011, 6:07 pm
BELOW THE FOLD IS TEXT VERSION OF DATABASE OF DEBT COLLECTORS __________________________________________________________________________________ 1ST CREDIT OF AMERICA LLC 300 N ELIZABETH ST STE 220-B CHICAGO, IL 60607 6464 INVESTMENTS LLC 1625 S IRIS WY LAKEWOOD, CO 80232-6347 A COMPLETE FINANCIAL INC 2016 OGDEN ST DENVER, CO 80205 AAA COLLECTORS INC DBA TRIPLE CHECK INC 2950 N ACADEMY BLVD UNIT 201 COLORADO SPRINGS, CO 80917 Aargon Agency Inc 3160 S Valley VW STE… [read post]