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16 Aug 2023, 8:31 am by The White Law Group
  In one such example, the board of Pacific Oak Strategic Opportunity REIT Inc., a publicly registered non-traded REIT, sent a letter to its shareholders recommending that they reject an unsolicited mini-tender offer from West 4 Capital LP. [read post]
3 Dec 2016, 10:37 am by Bill Marler
Wholesale customers of bulk containers must discontinue sales of existing stock of these items immediately and destroy any returned product as soon as possible. [read post]
28 May 2019, 2:14 pm by Astarita
Schneider will lead a staff of more than 125 enforcement attorneys, accountants, investigators, and compliance examiners involved in the investigation and prosecution of enforcement actions and the performance of compliance inspections in the Northern California and Pacific Northwest region. [read post]
24 Feb 2009, 3:34 am
" In the 2008 case of Pacific Sunware of California, Inc. v. [read post]
24 May 2022, 5:00 pm by Peter Y. Shakro, Muhammad U. Faridi
[xx] The OPI Defendants Motion to Vacate or Amend the Attachment Order On March 15, 2022, defendants Oak Pacific Investment, Renren Lianhe Holdings, and Renren SF Holdings, Inc. [read post]
7 Sep 2012, 2:00 am by Kara OBrien
FCPA Jurisdiction in Asia Pacific: To Infinity and Beyond? [read post]
7 Sep 2012, 2:00 am by Kara OBrien
FCPA Jurisdiction in Asia Pacific: To Infinity and Beyond? [read post]
7 May 2018, 11:22 am by Andrew Stoltmann
Mark Gillis was co-owner of Hudson Valley Capital Management Inc., a securities broker-dealer in Saranac Lake. [read post]
6 Dec 2019, 5:43 am
Performance Metrics: Accelerating the Stakeholder Model Posted by Connor Doyle, Equilar, Inc., on Friday, November 29, 2019 Tags: Accounting, Board composition, Boards of Directors, Corporate culture, Diversity, Firm performance, Performance measures, Shareholder primacy, Stakeholders Policy Overhaul—Executive Compensation Posted by Glenn Davis and Ken Bertsch, Council on Institutional Investors, on Saturday, November 30, 2019… [read post]
13 Feb 2013, 11:16 am by D. Daxton White
In May of 2009, FINRA fined Pacific Cornerstone Capital, Inc (the broker-dealer for Cornerstone Real Estate Funds) $750,000. [read post]
10 Dec 2015, 8:36 am by Jack Gravelle
Use of Proceeds: operations Distributions: at board’s discretion (9% dividend is cumulative) Liquidity: no secondary market; conversion to common stock is mandatory after 5 years No underwriter Securities may be offered by registered broker-dealers No voting rights (company is controlled by common stockholders) Investment requires binding arbitration Legal fees: $30,000  Fundrise Real Estate Investment Trust, LLC $50,000,000 Common Shares Tier 2 offering to accredited and… [read post]
5 Feb 2016, 6:15 am by Adam Weinstein
One such issuance is Adageo Energy Partners, LP which according to SEC filings sought to raise $50 million and raised at least $31 million of that amount through brokerage firms including Direct Capital Securities, Inc., Madison Avenue Securities, Inc., WFP Securities, Inc., Arete Wealth Management, LLC, Newbridge Securities Corporation, Charter Pacific Securities, LLC, ePLANNING Securities, Inc., Sunset Financial Services, Inc., Jesup &… [read post]
16 Oct 2006, 12:40 am
Visa said that after the reorganization is complete, it will begin the IPO process and list its shares on a major stock exchange. [read post]
25 Jan 2010, 5:00 am by Beck, et al.
" in other words, because there are so many participants in national stock markets, and those participants have such a voracious appetite for information, then anything about a particular stock is essentially instantaneously reflected in that stock’s price. [read post]