Search for: "Park A. Dodd, III" Results 1 - 12 of 12
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10 Jun 2019, 10:41 am by Adam Faderewski
• Gordon Houser, 78, of Cedar Park, died April 9, 2018. [read post]
10 Jun 2019, 10:41 am by Adam Faderewski
• Gordon Houser, 78, of Cedar Park, died April 9, 2018. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
12 May 2017, 6:21 am
Chandler III, Wilson Sonsini Goodrich & Rosati, and Anthony A. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
John Reed Stark As I noted in a recent post, on June 8, 2016, the SEC, in what one commentator called “the most significant SEC cybersecurity-related action to date,” announced that Morgan Stanley Smith Barney LLC had agreed to pay a $1 million penalty to settle charges that as a result of its alleged failure to adopt written policies and procedures reasonably designed to protect customer data, some customer information was hacked and offered for sale online. [read post]
13 Sep 2012, 7:07 am by William Carleton
Patrick McHenry, the author of the equity crowdfunding bill passed by one chamber but not in the JOBS Act, and author also of the broker dealer exemption that is in the JOBS Act, in Section 201, says that "the JOBS Act should be a walk in the park for the SEC" to implement, not at all like Dodd-Frank. [read post]
8 Jun 2011, 5:54 am by Frank Pasquale
Secretive practices and institutions are common in contemporary finance. [read post]
10 Mar 2008, 6:31 pm by Family Law Attorneys
Weeks III, and his attorney for a deposition in preparation for divorce proceedings. [read post]