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6 Aug 2022, 7:00 am
Continue Reading › The post Following SEC Charges Related To GWG L Bonds, CFP Board Suspends Western International Securities Broker Patrick Egan appeared first on Investor Lawyers Blog. [read post]
17 Jul 2022, 1:50 pm
It went on and on until the founder of Genesis World Energy, Patrick Kelly, was found guilty of fraud. [read post]
8 Jul 2022, 3:59 am
Continue reading The post Certified Financial Planner Board Suspends Western International Securities Broker Patrick Egan After SEC Charges Related to Selling GWG L Bonds appeared first on Securities Arbitration Lawyer Blog. [read post]
6 Jul 2022, 1:00 am
SPECIAL THANKS We appreciate the assistance of Patrick W. [read post]
5 Jul 2022, 12:50 pm
Patrick Emery Longan, Daisy Hurst Floyd, and Timothy W. [read post]
17 Jun 2022, 12:03 pm
The subject of the Complaint was Western International Securities, and five of its registered brokers, Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan. [read post]
17 Jun 2022, 7:23 am
According to a press release on June 16, 2022, the Securities and Exchange Commission charged registered broker-dealer Western International Securities, Inc. and five of its brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Reg BI (Regulation Best Interest) when they recommended and sold bond offerings from GWG Holdings, an unrated, high-risk debt security to retirees and other retail investors. [read post]
16 Jun 2022, 8:53 am
The Securities and Exchange Commission today charged registered broker-dealer Western International Securities, Inc. and five of its registered representatives, or brokers – Nancy Cole, Patrick Egan, Andy Gitipityapon, Steven Graham, and Thomas Swan – with violating Best Interest Obligation regulations (commonly referred to as Regulation Best Interest or Reg BI) when they recommended and sold unrated, high-risk debt security known as L Bonds to retirees and… [read post]
16 Jun 2022, 8:36 am
Patrick Gartland, who was slated to serve as one of Trump’s electors but dropped out, recalled FBI agents “just asked who talked to me. [read post]
19 May 2022, 6:03 am
The Tax Foundation respectfully submits comment on the state tax and revenue implications of the proposed tobacco product standard for menthol in cigarettes. [read post]
18 May 2022, 4:32 am
Russia has so far managed to make its international bond payments despite Western sanctions, which have complicated the process of paying. [read post]
13 May 2022, 6:30 am
SEC’s Climate Disclosure Rules: GHG Emissions Disclosure Requirements Posted by Nick Grabar, Lillian Tsu and Helena Grannis, Cleary Gottlieb Steen & Hamilton LLP, on Friday, May 6, 2022 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, Regulation S-K, SEC, Securities regulation, Sustainability Assessing ESG-Labeled Bonds Posted by Salima Lamdouar, Patrick O’Connell, and Tiffanie Wong,… [read post]
13 May 2022, 6:30 am
SEC’s Climate Disclosure Rules: GHG Emissions Disclosure Requirements Posted by Nick Grabar, Lillian Tsu and Helena Grannis, Cleary Gottlieb Steen & Hamilton LLP, on Friday, May 6, 2022 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Materiality, Regulation S-K, SEC, Securities regulation, Sustainability Assessing ESG-Labeled Bonds Posted by Salima Lamdouar, Patrick O’Connell, and Tiffanie Wong,… [read post]
12 May 2022, 9:01 pm
Well, the plaintiffs in Wooley prevailed even though there wasn’t a misattribution problem there either: Nobody seeing a standard-issue New Hampshire license plate on the road is going to necessarily believe that the driver himself embraces Patrick Henry’s famous “give me liberty or give me death” creed. [read post]
6 May 2022, 6:30 am
Posted by Salima Lamdouar, Patrick O'Connell, and Tiffanie Wong, AllianceBernstein, on Friday, May 6, 2022 Editor's Note: Salima Lamdouar is Portfolio Manager of Sustainable Fixed Income, Patrick O’Connell is Director of Fixed Income Responsible Investing Research, and Tiffanie Wong, CFA is Director of Fixed Income Responsible Investing Portfolio Management at AllianceBernstein. [read post]
6 May 2022, 6:30 am
Posted by Salima Lamdouar, Patrick O'Connell, and Tiffanie Wong, AllianceBernstein, on Friday, May 6, 2022 Editor's Note: Salima Lamdouar is Portfolio Manager of Sustainable Fixed Income, Patrick O’Connell is Director of Fixed Income Responsible Investing Research, and Tiffanie Wong, CFA is Director of Fixed Income Responsible Investing Portfolio Management at AllianceBernstein. [read post]
19 Apr 2022, 1:05 pm
Patrick’s Cathedral in New York City against the war in Vietnam. [read post]
15 Apr 2022, 4:09 am
If Moscow is declared in default, it would mark Russia’s first major default on foreign bonds since the years following the 1917 Bolshevik revolution. [read post]
17 Mar 2022, 5:00 am
Patrick's Day:A St. [read post]
28 Jan 2022, 3:59 am
Campolo, and Patrick McCormick (hereinafter collectively the CMM defendants), and substituted them as counsel in the action in place of Cohen & Gresser LLP (hereinafter C & G). [read post]
