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22 Sep 2019, 9:05 pm by Richard J. Pierce, Jr.
The Regulatory Review’s recent publication of an excellent series on the federal government’s shutdown in early 2019, along with the release of Paul C. [read post]
15 Sep 2019, 9:05 pm by Russell Wheeler
It is harder to say whether it can pierce the persistent dark cloud of deferred judicial system maintenance. [read post]
13 Sep 2019, 7:25 am by Bridget Crawford
Below the fold are the results of the 2019-2020 Law Professor Twitter Census. [read post]
18 Jul 2019, 8:32 am
Supreme Court Justice John Paul Stevens died on July 16, 2019 at the age of 99. [read post]
15 Jul 2019, 5:50 pm by Steve Bainbridge
Keith Paul Bishop reports on Commissioner Pierce's comments to the Society for Corporate Governance: The text of the bill explicitly makes a business case to justify the law’s existence; it points to... [[ This is a content summary only. [read post]
9 Jul 2019, 7:54 am by Lara Fowler
Dunlap, of Pierce Atwood LLP (Ralph Lancaster’s firm). [read post]
13 May 2019, 4:06 am by Edith Roberts
” At The George Washington Law Review’s On the Docket blog, Richard Pierce argues that in in Thacker v. [read post]
19 Apr 2019, 5:39 am by Silver Law Group
According to FINRA Disciplinary actions for March 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS   Barrera, Cynthia   Morgan Stanley Smith Barney   Merrill Lynch, Pierce, Fenner & Smith   Beyn, Edward   Rothchild Lieberman LLC   Craig Scott Capital   Blanchard, Keith   Waddell & Reed   Block, Gabriel… [read post]
19 Apr 2019, 5:33 am by Silver Law Group
Insurance Agency   Guillory, Michael   Financial West Group   The Shemano Group, Inc   Hamm, Brandon   Wells Fargo Clearing Services   Hartigan, John   Entrustpermal Securities LLC   Calyon Financial Inc   Jones, Marques   Merrill Lynch, Pierce, Fenner & Smith Inc   Bank of America   Merlo, Robert   Allstate Financial Services   Pruco Securities   Norris, Timothy   BMO Harris Financial Advisors  … [read post]
18 Apr 2019, 9:01 pm by Jim Sedor
Patten acknowledged he was helped by a Russian national who is a longtime associate of former Trump campaign chairperson Paul Manafort. [read post]
19 Feb 2019, 2:04 pm by Silver Law Group
(CRD #8174) and Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #7691), also of Indianapolis, and UBS Painewebber Inc. [read post]
18 Feb 2019, 9:30 pm by Richard J. Pierce, Jr.
As Paul Verkuil has explained, courts regularly apply due process criteria to private universities by interpreting broadly worded contracts to incorporate due process principles. [read post]
8 Feb 2019, 6:22 am by MBettman
Pierce out on this, noting that it was defense counsel, not the officer, who used the word “hunch”). [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
9 Jan 2019, 7:25 am by Staff Attorney
In March 2011, Muran was terminated by Merrill Lynch Pierce, Fenner and Smith, Inc. [read post]
25 Dec 2018, 9:30 pm by Series of Essays
The Regulatory Review is pleased to highlight our top regulatory essays of 2018 authored by a select number of our many contributors. [read post]
24 Dec 2018, 7:31 am by admin
Paul Murans has also worked for UBS Financial Services Inc. in Indianapolis, Indiana from March 11, 2011 until November 6, 2017 and also was registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Indianapolis, Indiana from April 11, 2003 until March 28, 2011, FINRA states. [read post]