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29 May 2014, 1:22 pm by Eric C. Chaffee
Hester Peirce has posted Securities Lending and the Untold Story in the Collapse of AIG on SSRN with the following abstract: American International Group, Inc. [read post]
7 Mar 2019, 6:19 am by John Jascob
Peirce Peirce's remarks before the Council of Institutional Investors included both praise for the role institutional investors play in the market and criticism of some of CII's positions. [read post]
20 Jul 2017, 8:06 am by John Jascob
Nelson, J.D.President Trump has nominated Hester Peirce to be an SEC commissioner. [read post]
16 Nov 2020, 6:23 am by John Jascob
The Peirce-Roisman statement comes nearly a month after the Commission issued its order against Andeavor.Inadequate accounting controls. [read post]
20 Apr 2022, 6:22 am by John Jascob
“We must always engage registrants in the same good faith that we expect of them,” Peirce concluded. [read post]
22 Jul 2017, 5:55 am by Eric C. Chaffee
Eric Beech (Reuters), Trump to Nominate Former Senate Aide Peirce for SEC Commissioner: U.S. [read post]
19 Mar 2021, 9:37 am by John Jascob
Peirce pointed to two particular areas as creating barriers that are blocking more widespread adoption of crypto assets. [read post]
28 Aug 2023, 5:01 am by Unknown
Finally, Peirce raises a litany of outstanding questions—some concrete and some rhetorical—about the rulemaking. [read post]
19 Sep 2018, 7:06 am by John Jascob
The Commission must either make space for innovation in regulated markets or risk investors seeking out new products in less-regulated environments, Peirce opined. [read post]
31 Oct 2018, 7:30 am by John Jascob
AIG is the poster child for the financial crisis, Peirce said, but not for the often cited reasons. [read post]
6 Nov 2019, 6:25 am by John Jascob
Peirce also discussed the SEC’s enforcement program and offered four suggestions for how to improve it. [read post]
17 Dec 2020, 6:00 am by John Jascob
Peirce credited FINRA’s rule filing with remaining sensitive to due process concerns despite its focus on investor protection. [read post]
2 Aug 2019, 10:56 am by John Jascob
Regulatory competition could allow U.S. regulators to see what works well and what does not, Peirce said. [read post]