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FINRA Awards suggest REITs remain problem in securities industry.
18 Mar 2014, 7:57 am by D. Daxton White
Peter A. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Disqualification Meets Money Matters — Verein Conflicts Pain (Appeal in Vain), “Weaponized” Sanctions
3 May 2022, 8:00 am by Dan Bressler
” “‘I’m sure there’s a high level of distress over what happened in this case,’ said law firm consultant Peter Zeughauser, noting that conflicts checks can be expensive and time consuming. [read post]
Bressler Risk Blog - http://www.bresslerriskblog.com