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18 Sep 2020, 1:10 am by Michael Douglas
They have successfully lobbied the Australian government to force the foreign companies behind digital platforms like Google to pay Australian companies for news. [read post]
29 Jul 2020, 12:44 pm by Silver Law Group
  Jeffrey Hill   Wells Fargo Advisors   Dougherty & Company LLC   Tracy Kirby   Morgan Stanley   Merrill Lynch, Pierce, Fenner & Smith Inc   David Moxom   UBS Financial Services Inc. [read post]
24 Jul 2020, 6:10 am
Securities and Exchange Commission, on Thursday, July 23, 2020 Tags: Testimony by Commissioner Pierce for Senate Nomination Hearing Posted by Hester M. [read post]
10 Jul 2020, 1:26 pm
It drew essentially verbatim from a widely used template known as the ASBATANKVOY form, named after the Association of Ship Brokers & Agents (USA) Inc. [read post]
1 Jun 2020, 2:04 am
FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert Silverman, Respondent (FINRA AWC)SEC Awards Record Payout of Nearly $50 Million to Whistleblower / Whistleblower Program Reaches $500 Million in Total Awards (SEC Release)Investment Advisor… [read post]
21 May 2020, 7:05 am by Silver Law Group
Edwards & Company Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
20 May 2020, 2:25 pm by Silver Law Group
According to FINRA Disciplinary actions for January 2020, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS   Bressman, Michael   FCG Advisors, LLC   Merrill Lynch, Pierce, Fenner & Smith Inc   Dannenberg, Stephanie   Dineen, Mary Ann   UBS… [read post]
20 May 2020, 1:57 pm by Silver Law Group
  Berthel, Fisher & Company Financial Services   Next Financial Group, Inc   Roveccio, Rocco   First Standard Financial Company LLC   Alexander Capital, LP Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
Natalie Pierce is the cochair of Littler’s Robotics, AI, and Automation Industry Group. [read post]