Search for: "Portfolio Investment Exchange, Inc."
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19 May 2020, 7:21 am
ClearBridge MLP and Midstream Fund, Inc. [read post]
6 Apr 2021, 10:58 am
Lodging Fund REIT III Inc., a publicly registered non-traded REIT that invests in hotel properties, has disclosed in a filing with the Securities and Exchange Commission that the regulator is conducting an inquiry into the reimbursement of certain expenses to its advisor, Legendary Capital REIT III LLC, as well as its disclosure of reimbursement policies and procedures, according to an article in the DI Wire today. [read post]
16 Jan 2018, 4:50 pm
Title: Foreign Investment in Cuba: Law, Policy, and PracticalitiesAbstract: Cuba’s 2014 foreign investment law and its annual portfolio of opportunities for foreign investment signal Cuba’s openness to foreign direct investment. [read post]
7 Mar 2013, 8:43 am
The firm failed to review a New York Stock Exchange hearing panel decision sanctioning a founder of the hedge fund, who was also its portfolio manager. [read post]
21 Dec 2022, 7:37 am
Silver Star Properties Inc. | Recovery of Investment Losses According to the DI Wire today, Hartman Short term Properties XX, a non-traded REIT, has changed its name to Silver Star Properties REIT Inc. in an attempt at “maximizing shareholder value. [read post]
19 Apr 2013, 10:00 am
Upon approval of both the portfolio company and the Lead Angel, AngelList Advisors will form a separate investment vehicle (either an LLC or an LP) for the purpose of investing in that one portfolio company. [read post]
19 Sep 2022, 8:37 am
American Healthcare REIT Inc. [read post]
9 Jan 2017, 12:23 pm
Of course, some will think that contributions are too low or that the investment portfolio is not achieving the desired results. [read post]
18 Apr 2024, 7:37 am
Collectively, the 5 investment advisers, GeaSphere LLC; Bradesco Global Advisors Inc.; Credicorp Capital Advisors LLC; InSight Securities Inc., and Monex Asset Management Inc., were censured, ordered to cease and desist from further violations of the Investment Advisers Act of 1940, and pay civil penalties ranging from $20,000 to $100,000. [read post]
16 Jun 2023, 2:24 am
They don’t trade on a public exchange like traditional stocks. [read post]
11 Feb 2015, 7:04 am
Thereafter, in early 2011, he co-founded the Prestige Fund and was the Fund’s Chief Investment Officer and sole portfolio manager. [read post]
27 Mar 2014, 5:40 am
The Financial Industry Regulatory Authority (FINRA) sanctioned and fined Hantz Financial Services, Inc. [read post]
20 Mar 2016, 5:55 am
The manager of ACF is Aequitas Capital Management, Inc. [read post]
27 Nov 2023, 7:44 am
Jose Candelario And Exchange Traded Funds An ETF, or exchange traded fund, is an investment bought and sold like stocks. [read post]
14 Oct 2013, 6:11 am
– Puerto Rico AAA Portfolio Bond Fund, Inc. [read post]
3 Oct 2013, 7:10 am
The funds leverage their investment portfolios by financing about half of their total assets, which magnifies the risks for investors, many of whom also used additional loans to buy closed fund share assets. [read post]
29 Sep 2016, 6:49 am
” Meanwhile, Levan engaged an investment bank to advise on the possible sale of some loans in the troubled portfolio. [read post]
26 Dec 2015, 7:07 am
According to the SEC, Toomer would buy the stock of NXTH, MSEH, and CLRH in his clients’ portfolios in exchange for receiving kickbacks of up to 10 percent of the total shares he had his clients buy. [read post]
6 Apr 2010, 6:01 am
The Dichotomy between Institutional Investing and Institutional Voting Over the past 30 years, institutional investing and institutional voting of portfolio shares have separated to the point that in most institutions the persons charged with making investment decisions have relatively little or no responsibility for voting the institution’s portfolio shares. [read post]
Reverse Convertible Notes and Similar Non-Conventional Investments are Unsuitable for Many Investors
10 Mar 2010, 9:59 am
FINRA fined H&R Block Financial Advisors Inc. $200,000 for inadequate supervision of reverse convertible sales and also ordered the firm to pay $75,000 in restitution to a retired couple who had their portfolio 40% allocated to reverse convertibles, according to the article. [read post]
