Search for: "Principal Global Investors, LLC"
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9 Sep 2019, 7:42 am
LLC acted as financial advisor and Cooley LLP acted as legal advisor. [read post]
23 Jun 2019, 7:34 am
Year M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 17-Jun-19Elevate (Investee)Kayne Partners (Investor)$25,000,000 17-Jun-19Cellebrite (Investee)Israel Growth Partners (IGP) $110,000,000 12-Jun-19Infinnium (Investee)Sahajanand Group (Investor) 11-Jun-19Thomas LawrenceExterro 5-Jun-19Mindseye SolutionsReveal Data 1-May-19Phoenix Business… [read post]
21 May 2019, 7:28 pm
Cantor Fitzgerald and BTIG, LLC acted as capital markets and financial advisors to Pivotal. [read post]
22 Mar 2019, 9:52 am
Legal Support (eDiscovery and Computer Forensics Division)Business Intelligence Associates (BIA) 5-Dec-17HAYSTACK ID LLC (Investee)TCF Capital Funding (Support Of Knox Capital Holdings and Maranon Capital) in Recapitalization (Investor)$17.800,000 30-Nov-17E-STETEY 28-Nov-17AllegoryIntegreon 31-Oct-17Avalon Document Services (Merger)C:Dox (Merger) 23-Oct-17NexLP (Investment)Method Capital and Dundee Venture Capital (Investors)$3,000,000 23-Oct-17HAYSTACKID LLC… [read post]
20 Mar 2019, 10:00 am
In the first half of the show, Victor explains the importance of keeping a close eye on your pay stubs. [read post]
12 Mar 2019, 9:39 am
"They include, for example, CEOs of private and public companies, successful securities and real estate investors, two well-known actresses, a famous fashion designer, and the co-chairman of a global law firm. [read post]
24 Jan 2019, 2:36 pm
By vigorously enforcing these laws, the enforcement division furthers the SEC’s efforts to deter, detect, and punish wrongdoing in the financial markets, compensate harmed investors, and maintain investor confidence in the integrity and fairness of our markets. [read post]
24 Jan 2019, 5:41 am
Signet LLC Principals have disclosed that as a part of the transaction they have received a minority interest in the acquiring entity, HaystackID. [read post]
31 Oct 2018, 2:20 pm
National Bank as Indenture Trustee and Special Servicers, GSS Data Service, Inc. as Administrator, Wilmington Trust Company as Owner Trustee, bond-insurer Ambac, and investors in the bonds issued by the Trusts. [read post]
10 Oct 2018, 12:40 pm
What precisely renders an event material has plagued securities lawyers for years and has been the subject of countless judicial decisions, SEC enforcement actions, law review articles, law firm guidance and the like – but can be effectively summed up as any important development or event that “a reasonable investor would consider important to an investment decision. [read post]
30 Sep 2018, 5:16 pm
The SEC principally enforces this anti-fraud provision under Rule 10b-5, which specifically states: Section 240.10b-5 Employment of manipulative and deceptive devices. [read post]
3 Jun 2018, 2:18 pm
As the letters explain, the Initiative seeks to increase transparency and accountability as it relates to the platforms retail investors rely on to trade virtual currency, and better inform enforcement agencies, investors, and consumers. [read post]
16 Apr 2018, 4:48 pm
The DAO 21(a) Report With respect to ICOs, the critical area of inquiry for the SEC is whether investors were relying on the managerial efforts of others. [read post]
12 Mar 2018, 12:42 am
What precisely renders an event material has plagued securities lawyers for years and has been the subject of countless judicial decisions, SEC enforcement actions, law review articles, law firm guidance and the like – but can be effectively summed up as any important development or event that “a reasonable investor would consider important to an investment decision. [read post]
8 Mar 2018, 2:00 am
The complaint was filed against Cube Global LLC and March Fasteners Inc. [read post]
28 Sep 2017, 2:41 pm
Moreover, as the guardian of U.S. capital markets and sworn protector of investors, the SEC may now unwittingly become a securities fraud kingpin, inadvertently sourcing ironclad tips of nonpublic information to an online stock trading ring. [read post]
17 Sep 2017, 7:30 pm
NCSLT 2007-4 will issue approximately $1.464 billion in principal amount of asset-backed securities and acquire private student loans with a principal and accrued interest balance of approximately $1.02 billion. [read post]
23 Jun 2017, 3:17 pm
According to prosecutors, Hafez set up Lotus Global and other business entities that he and others marketed successfully as wealth management firms. [read post]
11 Apr 2017, 3:01 pm
CSR has also become a tool for investors, to mitigate emerging social, environmental and governance risks and to identify opportunities for aligning financial performance with social, environmental and governance (ESG) performance. [read post]
16 Mar 2017, 8:57 am
(ARC New York City REIT) is a publicly registered non-traded real estate investment trust sponsored by AR Global. [read post]
