Search for: "Private Funding Management Inc"
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22 Mar 2018, 12:43 pm
If Horter Investment Management sold you shares of LJMIX and you lost money, you may be able to recover those losses by bringing a private arbitration action against the firm through the American Arbitration Association (AAA). [read post]
31 Mar 2020, 1:50 pm
Registered investment advisers manage private funds, and many advisers manage more than one fund. [read post]
23 Sep 2014, 7:00 am
The SEC charged a a private equity fund manager with breaching its fiduciary duty to a pair of private equity funds by sharing expenses between a company in one fund’s portfolio and a company in the other fund’s portfolio in a manner that improperly benefited one fund over the other. [read post]
27 Aug 2008, 6:50 pm
On its website, AMF describes itself as a no-load mutual fund complex managed by Shay Assets Management, Inc., a privately-held investment adviser registered with the Securities and Exchange Commission ("SEC"). [read post]
20 Mar 2012, 11:48 am
The Commission alleged that the defendants "created, marketed, and managed a number of limited liability companies designed to pool investors' funds to invest in pre-IPO companies like Facebook, Inc. ('Facebook'), Twitter, Inc. ('Twitter'), and Zynga Inc. ('Zynga'). [read post]
8 May 2012, 10:55 am
Private funds should continue to rely on the guidance provided in the Clover Capital Management, Inc. [read post]
24 Apr 2012, 8:00 am
This is particularly important if the fund operates in a highly saturated area, such as long-short equity, macro, futures trading and private equity. [read post]
3 Nov 2010, 5:00 am
Yes, for private investment funds, the general partner is generally considered an investment adviser under the Investment Adviser Act. [read post]
27 Sep 2019, 10:10 am
Potential Liability for Private Equity Firms Managing Healthcare Providers RLH was the private equity firm that held a controlling stake in PCA and managed PCA on behalf of its investors. [read post]
28 Mar 2019, 2:06 pm
The remaining assets will be liquidated and placed in a fund for distribution to harmed investors.According to the SEC’s order, Dennis Gibb, the owner of Sweetwater Investments Inc., stole more than $3 million from Sweetwater Income Flood LP, a private fund Sweetwater managed, to pay for personal expenses, including his mortgage and car payments, and to keep Sweetwater’s business afloat. [read post]
3 Mar 2022, 8:56 am
Carried interest, also known as “carry,” represents the share of the profit earned by a Private equity fund manager upon the exit of one or more successful investments by the fund. [read post]
5 Sep 2019, 7:21 am
GPB Capital includes the following funds: GPB Cold Storage GPB Automotive Fund GPB Automotive Income GPB Holdings II and III GPB Waste Management GPB NY Development GPB Capital has raised over $1.8 billion from investors. [read post]
14 Oct 2009, 1:58 am
AllianceBernstein, LP and its sub-advisors Greenfield Partners, LLC and Rialto Capital Management, LLC; BlackRock, Inc.; and Wellington Management Company, LLP have completed initial closings, each with at least $500 million of committed equity capital from private investors bringing the total number of initial closings completed to five and total committed equity and debt capital to $12.27 billion. [read post]
23 Sep 2014, 2:01 pm
On September 22, 2014, the Securities and Exchange Commission (the “SEC”) charged private equity fund adviser, Lincolnshire Management, Inc. [read post]
7 Jul 2011, 1:39 pm
Accordint to the SEC's complaint, Windham, Solomon and Constantin misappropriated ivnestor funds from an investment opportunity in Leeward Group, Inc. [read post]
20 Jun 2019, 6:53 am
A new (and perhaps final) chapter was added to the tale of ITT Educational Services, Inc. last week with the CFPB’s announcement that it had settled the lawsuit it filed against Student CU Connect CUSO, LLC (CU Connect), a special purpose entity company set up to fund, purchase, manage, and hold private student loans (CU Connect Loans) made to students enrolled in an ITT school. [read post]
7 May 2015, 5:00 am
Private Equity Real Estate has released its ranking of the top 50 real estate private equity fund managers. [read post]
15 Nov 2009, 5:43 pm
Northway, Inc., 426 U.S. 438, 449 (1976)). [read post]
10 Dec 2014, 6:30 am
©2014 Amaxx Risk Solutions, Inc. [read post]
30 Sep 2010, 12:12 am
The company was taken private in 2004 and became a subsidiary of WF Holdings, Inc., which was controlled by private equity fund manager Perseus, L.L.C. [read post]
