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The Report, which details how effectively CFPB-regulated entities demonstrate their commitment to D&I, is based on the CFPB’s FY2020 study analyzing publicly available D&I information from the websites and annual reports of 270 financial services entities. [read post]
22 Apr 2018, 5:35 pm by Sabrina I. Pacifici
A new World Bank report on the use of financial services also finds that men remain more likely than women to have an account. [read post]
Ghana revceived previous financial assistance from the IMF through an extended credit facility arrangement from 2015 to 2019. [read post]
On 8 February 2024, the Financial Conduct Authority (FCA) published an update on its progress in tackling financial crime, which identifies four areas of focus for the coming year. [read post]
22 Jun 2009, 9:23 am
Schapiro stated, is faulty in that "when investors receive similar services from similar financial service providers, they should be subject to the same standard of conduct. [read post]
5 Oct 2009, 11:11 am by Daniel O'Rielly
Track the progress of the legislation at the administration's Financial Stability website. [read post]
20 Oct 2008, 3:32 am
I do not doubt that behaviorally informed financial services regulation would be an improvement over our current model. [read post]
13 Jun 2011, 4:54 pm by Kim Krawiec
Meanwhile, reform efforts in Europe and international regulatory initiatives remain works-in-progress. [read post]
24 Oct 2023, 2:02 am by Simon Lovegrove (UK) and Anita Edwards
An update on the reforms to UK financial services regulation, including the implementation of the Smarter Regulatory Framework under the Financial Services and Markets Act 2023, and the Edinburgh and Mansion House reforms. [read post]
The Progress Report has been prepared using data from the Davis Polk Regulatory Tracker™, an online subscription service offered by Davis Polk to help market participants understand the Dodd-Frank Act and follow regulatory developments on a real-time basis. [read post]
The Progress Report has been prepared using data from the Davis Polk Regulatory Tracker™, an online subscription service offered by Davis Polk to help market participants understand the Dodd-Frank Act and follow regulatory developments on a real-time basis. [read post]
ASIC releases new regulatory regime for foreign financial services providers On 10 March 2020, ASIC published its media release which announced the new regulatory framework for foreign financial services providers (FFSPs) providing certain financial services to wholesale clients in Australia. [read post]
15 Sep 2015, 9:26 am by Altman & Altman
The public hearing is slated to take place at 11:00 AM and is being held by the Financial Services Committee. [read post]