Search for: "Prospect Capital Corporation" Results 1 - 20 of 1,447
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15 Nov 2017, 9:50 am by Christopher J. Gray
Investors faced the prospect of losses as Corporate Capital Trust, a former non-traded business development company listed its shares on the New York Stock Exchange this week under the ticker symbol CCT. [read post]
14 Feb 2023, 8:16 am by The White Law Group
  The business development company, formerly known as Prospect Sustainable Income Fund Inc., Prospect Flexible Income Fund Inc., TP Flexible Income Fund, and Triton Pacific Investment Corporation notes in a quarterly filing that it has been unable to raise sufficient capital to build a portfolio that generates enough revenue to cover the company’s expenses. [read post]
4 May 2012, 9:39 am
As a corporate lawyer, I have been asked by current and prospective business owners whether this new type of entity was the right choice of entity for them. [read post]
19 Nov 2013, 1:54 pm
Filed: November 7, 2013 (unpublished)Opinion by: Judge Andre Davis Held: the United States District Court for the Western District of North Carolina was not clearly erroneous and did not abuse its discretion  in ruling that (1) the parties reached a binding and enforceable oral settlement agreement; and (2) plaintiff did not proceed in bad faith, so neither a dismissal with prejudice nor an award of attorney's fees was appropriate.Facts: Plaintiff made a $12 million commercial loan to a… [read post]
14 Jan 2019, 11:39 am by Silver Law Group
John Galinsky (CRD #1513926) has been employed with First Dominion Capital since November 2017. [read post]
10 Mar 2013, 7:49 am by Daniel Shaviro
  A second is mobile capital held by U.S. individuals. [read post]
1 Nov 2016, 1:01 am
Over recent decades corporate disclosures to investors have expanded to include reporting on a corporation’s liquidity, capital structure, credit risk instruments and off-balance sheet transactions [1]. [read post]
22 Aug 2014, 6:00 pm by John Jascob
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Oregon Finance and Corporate Securities Division proposed rules allowing renewable energy cooperative corporations to claim an Oregon Securities Law registration exemption for their membership shares or capital stock. [read post]
28 Jun 2010, 5:12 am by Steve Shiffrin
(On this corporate competition, see Robert Reich, Everyday Corruption, American Prospect 25 (July/August, 2010).... [read post]
25 May 2011, 1:22 pm by James Hamilton
Draft legislation in the House requiring initial internal reporting to the company by a prospective whistleblower as a condition of eligibility for an award is supported by the Society of Corporate Secretaries and Governance Professionals. [read post]
8 Jun 2009, 3:47 am
The third, pertaining to the bond markets, laments the lack of a guarantee mechanism for corporate bonds issued to retail investors. [read post]
25 Jan 2016, 6:00 am by Adam Weinstein
The securities lawyers of Gana LLP are investigating investors that were recommended to invest in preferred stock issued by RCS Capital Corporation (RCS). [read post]
8 Dec 2014, 4:52 pm by Richard Burt
Two of the principal factors that courts consider in determining whether to “pierce the corporate veil” are adequate capitalization and respect for the corporation as a separate entity, apart from the shareholders. [read post]
26 Jan 2016, 8:44 am by Matthew Landis
Prior to its elimination, the tax applied to Pennsylvania corporations with capital stock, joint-stock associations, limited liability companies (LLCs), business trusts and all other entities classified as corporations for federal income tax purposes. [read post]
4 Mar 2024, 6:31 am
Many prospective founders in Continental European countries initially selected the UK, which has no minimum capital requirement. [read post]
4 Mar 2024, 6:31 am
Many prospective founders in Continental European countries initially selected the UK, which has no minimum capital requirement. [read post]
8 Aug 2013, 10:54 am by Morse, Barnes-Brown Pendleton
MBBP client Hastings Equity Partners recently announced the sale of Fluid Management Holdings and CP Well Testing to Prospect Capital Corporation (NASDAQ: PSEC) for approximately $105 million. [read post]
26 Oct 2011, 9:00 pm
With a new proposal by House Ways and Means Committee Chairman Dave Camp circulating this week, the prospects for major corporate tax reform are becoming stronger. [read post]