Search for: "Provident Funding Associates, L.P. "
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18 Aug 2019, 8:07 am
Specifically, we’re looking for schemes or abuses that might be more far-reaching than the individual cases brought through the FINRA arbitration process.Brokers & Brokerages Barred, Suspended, and/or Fined by FINRAWindsor Street Capital, LP fka Meyers Associates, L.P. [read post]
25 Mar 2014, 10:17 am
The pledge agreements constituted principal transactions between CEC and the ECP Funds, and neither CEC nor Brittenham provided written notice or obtained consent from the ECP Funds prior to such principal transactions. [read post]
20 Dec 2012, 8:56 am
Passaro was a registered representative (“RR”) at The Thornwater Company, L.P. [read post]
8 Jun 2010, 2:20 pm
Louis, Missouri, investment fund . . .. [read post]
31 Oct 2018, 2:20 pm
Sheikh, Venable LLP, ro hac vice.Waterfall Eden Master Fund, Ltd., Intervenor, represented by Andrew Dieter Cordo, Ashby & Geddes, Michael Hanin, Kasowitz Benson Torres LLP, pro hac vice & Uri Itkin, Kasowitz Benson Torres LLP, pro hac vice.Waterfall Delta Offshore Master Fund, LP, Waterfall Sandstone Fund, LP., Baldr Sherwood Fund, Inc., One William Street Capital Master Fund, Ltd., OWS ABS Master Fund II, L.P., OWS COF I… [read post]
4 Dec 2009, 12:00 pm
These firms collectively have agreed to return nearly $60 million associated with New York State Common Retirement Fund investments; these funds will principally be provided to the CRF for the benefit of the pension holders. [read post]
3 Mar 2012, 10:23 am
They have invested in over 80 start-ups and are currently investing their sixth fund, the $120 million CHL Medical Partners III, L.P. [read post]
21 Sep 2020, 8:53 am
This may provide some brokers with enough incentive to make unsuitable investment recommendations. [read post]
1 Nov 2023, 6:32 am
This variation, called a SPARC—or special purpose acquisition rights company—was spearheaded by billionaire investor Bill Ackman through his investment fund, Pershing Square Capital Management, L.P., and was designed to address several pain points for SPACs, which have lost popularity after frenzied activities in 2020 and 2021. [read post]
8 Aug 2014, 4:00 am
The foundation has provided $65 million in grants to three health-related organizations associated with the University of Texas: the Michael & Susan Dell Center for Advancement of Healthy Living, the Dell Pediatric Research Institute, and the Dell Children’s Medical Center, as well as funding for a new computer science building at the University of Texas at Austin campus. [read post]
1 Nov 2023, 6:32 am
This variation, called a SPARC—or special purpose acquisition rights company—was spearheaded by billionaire investor Bill Ackman through his investment fund, Pershing Square Capital Management, L.P., and was designed to address several pain points for SPACs, which have lost popularity after frenzied activities in 2020 and 2021. [read post]
16 Dec 2008, 8:13 pm
The complaint alleges that "all defendants contributed to the false, misleading, unlawful, unfair and fraudulent acts and practices associated with the Ponzi scheme. [read post]
20 Aug 2020, 3:45 pm
Id.European banks and payment providers worry that Apple Inc. [read post]
17 Dec 2008, 4:13 am
The complaint alleges that "all defendants contributed to the false, misleading, unlawful, unfair and fraudulent acts and practices associated with the Ponzi scheme. [read post]
14 Jan 2011, 2:11 am
The foundation also alleges that Brian Zucker of the accounting firm of Zucker & Associates "provided substantial assistance to Bloom's fraud by preparing materially false schedule K-1s. [read post]
25 Apr 2014, 8:01 pm
Realty Associates Fund III, L.P., 459 F.Supp.2d 1294(S.D.Fla.2006) where the court held that if a party is not in possession of the original note and cannot reestablish it, the party cannot prevail in an action on the note. [read post]
29 Nov 2013, 4:32 pm
Brigham Oil & Gas, L.P., 840 F. [read post]
9 Jan 2018, 4:14 pm
Magnetar Global Event Driven Master Fund Ltd,[3] provides the strongest support yet for the concept of deferring to the merger price as the best evidence of appraisal value. [read post]
4 Mar 2024, 5:56 pm
Pix credit here In a 53 page opinion, the United States District Court for Northern Alabama has ruled, in National Small Business Association v. [read post]
2 Nov 2018, 3:00 pm
On May 2, 2017, interested parties, and holders of notes in the trusts that are subject to this action, Waterfall Asset Management, LLC, OWS ABS Fund II, L.P., OWS COF I Master, L.P., OWS Credit Opportunity I, LLC, and One William Street Capital Master Fund, Ltd. informed the court in advance of the May 11, 2017 oral argument that they support the Indenture Trustee's position and motion for summary judgment. [read post]
