Search for: "Prudential Financial Insurance Company of America"
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23 May 2019, 7:47 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bang, Gregory NYLife Securities LLC Bishop, Tywan Charles Schwab & Co, Inc ETrade Block, Gabriel First Standard Financial… [read post]
23 Feb 2007, 8:46 am
The decision by Aflac--the insurance company known for its television commercials featuring a talking duck--to give shareholders an annual advisory vote on executive pay practices may prompt other major U.S. companies to follow suit. [read post]
6 Aug 2019, 8:49 am
Independent Financial Group, LLC Kane, Jordan Citizens Securities, Inc Martinez, Joseph Pruco Securities, LLC The Prudential Insurance Company of America Sercia, Anthony Traderfield Securities Inc Legend Securities, Inc Weldon, Benjamin State Farm VP Management Corp FINRA makes this information available, in part, to inform investors about potential red flags or problems… [read post]
8 Jul 2009, 11:16 pm
The structured settlement annuity issuer, The Prudential Insurance Company of America, was incorrectly named as Prudential Life in the Baird Vice-President and lawyer's letter . [read post]
3 Dec 2009, 12:31 pm
Excerpt: Last month, Susan Blount, the general counsel of Prudential Financial, sent a letter to the 60 law firms the insurance giant uses regularly. [read post]
26 Nov 2013, 11:09 am
Life Insurance Company of America ("LINA"), the parties had been disputing LINA’S denial of Long Term Disability ("LTD") benefits to Neubert for over four years. [read post]
14 Mar 2012, 4:01 am
Dell and his team of lawyers have assisted thousands of long-term disability claimants with their claims against every major disability insurance company. [read post]
22 Feb 2013, 4:00 am
Public entities may have monies being held in State Comptroller's Abandoned Property Fund The State’s Abandoned Property Law requires banks, insurance companies, utilities, and other businesses to turn dormant savings accounts, unclaimed insurance and stock dividends, and other inactive holdings over to the State. [read post]
3 Jan 2019, 5:57 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Barrick, Tabor FBL Marketing Services, LLC Allstate Financial Services, LLC Conklin, Jeffrey The Huntington Investment Company … [read post]
23 Apr 2008, 7:10 pm
In Prudential insurance Company of America, Inc. v. [read post]
11 Dec 2018, 7:22 am
Yankee Financial Group, which FINRA expelled in 2006 Park Avenue Securities Guardian Investor Services Tower Square Securities John Hancock Distributors John Hancock Mutual Life Insurance Company Pruco Securities The Prudential Insurance Company of America Pagartanis’s record shows 14 disclosures, including nine customer disputes that are still pending and two that were settled for $97K and $80K, respectively. [read post]
31 Jan 2009, 1:49 pm
Allstate Life non rated shell qualified assignee, guaranteed by annuity issuer American General Life Insurance Company, non rated shell qualified assignee guaranteed by up stream holding company John Hancock Life Insurance Company, non rated shell qualified assignee guaranteed by annuity issuer New York Life Insurance Company, highly rated insurance company… [read post]
30 Jan 2019, 1:03 pm
According to FINRA Disciplinary actions for January 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Alfaro, Jennifer JP Morgan Securities LLC JP Morgan Chase Bank Austin, Aaron LPL Financial LLC M&T Securities, Inc Austin, Phillip… [read post]
7 Dec 2010, 5:00 am
According to section 113 of Dodd-Frank Wall Street Reform and Consumer Protection Act, the Financial Stability Oversight Council may determine that a U.S. nonbank financial company shall be supervised by the Board of Governors and shall be subject to prudential standards, in accordance with this title, if the Council determines that material financial distress at the U.S. nonbank financial company, or the nature, scope, size, scale,… [read post]
6 Dec 2023, 2:35 am
– maintain a board diversity policy that addresses gender, skills and experience, and any other relevant aspects of diversity; and – describe in its annual report its board diversity policy, including the following: – i) the company’s targets to achieve diversity on its board;– ii) the company’s accompanying plans and timelines for achieving the targets;– iii) the company’s progress towards achieving the targets within the… [read post]
12 Oct 2017, 12:30 pm
Some of the major annuity companies are MetLife, American Equity Insurance Life, Prudential Annuities, Lincoln Financial Group, Allianz Life of North America, among others. [read post]
28 Oct 2011, 7:06 am
Prudential – This proud company reportedly profited off the death of US soldiers. [read post]
17 Sep 2017, 7:30 pm
Ambac Assurance Corporation is expected to issue a note guaranty insurance policy in conjunction with the notes to be issued by each trust. [read post]
18 Aug 2011, 5:00 am
Appx. 628 (2d Cir. 2009); Thomas v. iStar Financial, Inc., 508 F. [read post]
26 Nov 2013, 11:09 am
Life Insurance Company of America ("LINA"), the parties had been disputing LINA'S denial of Long Term Disability ("LTD") benefits to Neubert for over four years. [read post]
