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23 Feb 2007, 8:42 am
Mutual funds that the SEC has gone after include MFS Investments, Putnam Investments, Pimco Funds, and Franklin Templeton Distributors Inc. [read post]
7 Dec 2023, 10:00 am by Public Employment Law Press
Officials also did not prepare monthly cash flow forecasts to estimate funds available for investment or monitor investments and did not formally solicit interest rate quotes or consider other legally permissible investment options. [read post]
7 Dec 2023, 10:00 am by Public Employment Law Press
Officials also did not prepare monthly cash flow forecasts to estimate funds available for investment or monitor investments and did not formally solicit interest rate quotes or consider other legally permissible investment options. [read post]
1 Oct 2022, 11:11 pm by Law Offices of Thomas L. Gallivan, PLLC
” In New York, the funding will be used to improve accessibility and upgrade warningsystems at crossings in Dutchess, Nassau, Putnam, and Suffolk Counties. [read post]
25 Aug 2011, 11:30 am by Lucas A. Ferrara, Esq.
" DEP manages the city's water supply, providing more than one billion gallons of water each day to more than nine million residents, including eight million in New York City, and residents of Ulster, Orange, Putnam and Westchester counties. [read post]
1 Oct 2018, 4:04 pm by Sabrina I. Pacifici
Yet, as Librarian of Congress Herbert Putnam noted more than a century ago, “A book used is fulfilling a higher purpose than a book which is merely preserved. [read post]
10 Jun 2012, 10:35 am by D. Daxton White
Putnam of Menasha, Wis., based on alleged fraud violations that are the subject of an SEC civil lawsuit. [read post]
26 Mar 2009, 9:33 am
” WK CG Investment partner Tom Wamberg said he owed CapGen about $200,000 for the recent call. [read post]
25 Aug 2011, 11:00 am by Lucas A. Ferrara, Esq.
So far, since 2002, Mayor Bloomberg has invested approximately $493 million in preparation work for the eventual repair of the Delaware Aqueduct. [read post]
28 Jul 2011, 5:04 pm by Mark Litwak
Cinamour Entertainment LLC and Q Media Assets LLC retained the services of telemarketers to cold-call individuals, asking them to invest in various indie film projects. [read post]
15 May 2009, 1:01 am
Putnam expects this new model to continue. [read post]
12 Jan 2016, 10:12 am by Jeremy Saland
The criminal defense attorneys and former Manhattan prosecutors at Crotty Saland PC represent clients throughout the New York City – Brooklyn, Manhattan, Bronx and Queens – as well as many suburban counties including Westchester, Rockland and Putnam. [read post]
12 Jan 2016, 10:12 am by Jeremy Saland
The criminal defense attorneys and former Manhattan prosecutors at Crotty Saland PC represent clients throughout the New York City – Brooklyn, Manhattan, Bronx and Queens – as well as many suburban counties including Westchester, Rockland and Putnam. [read post]
22 Apr 2007, 11:16 pm
They are Michael Lazarus, a managing partner at Weston Presidio Capital Management, a venture-capital firm in San Francisco; John Berg, managing partner at Dorset Capital Management LLC, a private-equity firm in San Francisco; Warren Smith, a managing director at TH Lee Putnam Ventures, a Boston private-equity firm; and Edward Croft, a founder of Croft & Bender LLC, an investment-banking firm in Atlanta. [read post]
15 Jan 2009, 12:56 am
According to research by James Bessen, 45 percent of the value of U.S. patents is held by public companies.4 At the averages reported by Bessen, Barney and Putnam, this means that the total value of U.S. patents held by U.S. public companies is between $77.3 billion and $98.4 billion. [read post]
24 Sep 2009, 10:37 am
In all, the SEC reached more than $3 billion of market-timing settlements with companies and individuals in the investment industry, much of that from mutual fund giants such as Putnam Investments in Boston. [read post]
22 Jan 2010, 10:15 am by Ronda Muir
But Putnam says firms are loathe to cut partner compensation across the board. [read post]
26 May 2021, 11:11 am by Abby Lemert, Eleanor Runde
Its competitor was a South African company with Chinese investment backing. [read post]