Search for: "RBC Bank"
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3 Jun 2009, 1:37 pm
The SEC today announced finalized settlements with Bank of America, RBC Capital Markets, and Deutsche Bank to resolve SEC charges that the firms misled investors regarding the liquidity risks associated with auction rate securities (ARS) that they underwrote, marketed, or... [read post]
7 Feb 2007, 6:47 am
RBC Capital Markets, the investment banking arm of the Royal Bank of Canada, said Wednesday that it had named two co-presidents as part of its “long-term succession planning.” The co-presidents, Doug McGregor and Mark Standish, will report to Chuck Winograd, chief executive of RBC Capital Markets. [read post]
15 Dec 2015, 6:10 am
In a recent decision, the Delaware Supreme Court upheld Chancery Court decisions requiring RBC Capital—a unit of the Royal Bank of Canada—to pay $76 million to Rural/Metro shareholders based on RBC Capital’s advisory work for Rural/Metro in its 2011 sale to Warburg Pincus. [read post]
10 Jun 2023, 3:55 am
RBC Capital Markets is part of Royal Bank of Canada. [read post]
3 Apr 2012, 5:28 am
Royal Bank of Canada has agreed to buy the 50 percent stake in RBC Dexia Investor Services that it does not already own for 837.5 million euros, or $1.1 billion. [read post]
18 Dec 2020, 7:48 am
He is part of the RBC team known as Chu, Phillips, and Associates, which offers products and services through City National Bank in Stamford, Connecticut. [read post]
3 Apr 2012, 7:24 am
CFTC charges RBC with multi-hundred million schemeThe CFTC charged the Royal Bank of Canada (RBC) with a multi-hundred million dollar wash scheme. [read post]
31 Mar 2014, 3:16 am
RBC Bank (RBC)... [read post]
5 Apr 2012, 6:45 am
RBC rejects settlement with CFTCThe lawyer representing RBC against the CFTC’s allegations of improper stock trading said the bank will not accept a settlement deal as they committed no wrongdoing. [read post]
21 Nov 2006, 8:13 am
Moving deeper into the United States mergers and acquisitions advisory business, Canada’s RBC Capital Markets said Tuesday it agreed to buy Daniels & Associates, a Denver-based investment bank that specializes in the cable, telecommunications, media and technology industries. [read post]
19 Feb 2014, 11:30 pm
RBC Bank, Case No.: 13-10257 (11th Cir. 2014). [read post]
19 Feb 2014, 11:30 pm
RBC Bank, Case No.: 13-10257 (11th Cir. 2014). [read post]
26 Jan 2012, 12:43 pm
According to an article in the Financial Post, Henry Cole, a former financial advisor for RBC, the investment banking arm of the Royal Bank of Canada, has been sentenced to two and a half years in prison on fraud charges in Ontario, Canada. [read post]
28 Sep 2011, 2:02 pm
A U.S. broker-dealer affiliated with the Royal Bank of Canada Europe Limited, RBC marketed and sold the CDO investments to the school districts in three transactions between June and December 2006. [read post]
3 Apr 2012, 9:24 am
[JURIST] The US Commodity Futures Trading Commission (CFTC) [official website] on Monday filed charges [complaint, PDF; press release] in the US District Court for the Southern District of New York against the Royal Bank of Canada (RBC) [corporate website] alleging that the bank was involved in an illegal futures trading scheme known as "wash trading" from 2007-2010. [read post]
3 Apr 2012, 4:05 pm
Singapore's DBS Group buys Indonesia's Bank Danamon for $7.2 billion, the Royal Bank of Canada agrees to buy the remaining half of its RBC Dexia joint venture for $1.1 billion, and one of Russia's largest banks, Sberbank, has agreed to buy a privately owned investment bank for $1 billion. [read post]
5 Nov 2020, 6:34 am
Foodinvest alleged that RBC failed to advise Foodinvest that a Polish bank had informed RBC that there was a suspected fraud in relation to two transactions in which Foodinvest had used RBC Express to transfer funds to that Polish bank. [read post]
7 Sep 2007, 3:53 am
A Royal Bank of Canada subsidiary, RBC Centura, said it had agreed to acquire the Alabama National BanCorporation in a $1.6 billion deal that will add to the Canadian bank's presence in the Southeastern United States. [read post]
22 Mar 2007, 5:07 am
Bankers' Capital was launched last year by a group of executives that cleaned up troubled bank Flag Financial and sold it to RBC [...] [read post]
14 Nov 2018, 2:54 pm
Merrill Lynch is now a Bank of America (BAC) subsidiary. [read post]
