Search for: "RBS Financial Products Inc."
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9 Jan 2023, 9:01 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
5 Jan 2023, 2:22 pm
Allegations relate to the financial crisis from over a decade ago where a number of financial institutions – including Deutsche Bank Securities, RBS Securities, and Wachovia Capital Markets – misled investors within offering documents on various securities issued by NovaStar. [read post]
11 Jan 2022, 11:45 am
Sandoz’s payment of $195 million was enough to land the third spot on this year’s list of financial fraud recoveries. [read post]
11 Jan 2022, 11:45 am
Sandoz’s payment of $195 million was enough to land the third spot on this year’s list of financial fraud recoveries. [read post]
31 Jul 2020, 2:11 pm
In addition to its financial aspects, the agreement with Indivior Inc. includes unique provisions that: Require Indivior Inc. to disband its Suboxone sales force and not reinstate it; Require Indivior Inc. [read post]
12 Mar 2018, 3:13 pm
Schneiderman announced that the State of New York has reached a settlement with RBS Financial Products Inc. f/k/a Greenwich Capital Financial Products, Inc. [read post]
3 Jan 2017, 4:28 pm
The liability provisions that were the basis of the claims asserted against RBS were part of an overhaul of the U.K. securities laws that went into effect in the year 2000. [read post]
21 Nov 2016, 2:25 pm
On November 14, 2016, plaintiff Federal Home Loan Bank of Boston (“FHLBB“) and defendants RBS Securities Inc., RBS Acceptance, Inc., RBS Financial Products, Inc., and RBS Holdings, USA (Inc.) [read post]
15 Mar 2016, 6:54 am
On February 5, 2016, a Financial Industry Regulatory Authority (“FINRA”) panel of arbitrators (the “Panel) rendered an Award (the “Award”) against the Royal Bank of Scotland’s United States securities divisions, RBS Securities, Inc. [read post]
29 Feb 2016, 4:43 pm
Nomura Holding Am., Inc., 104 F. [read post]
12 Aug 2015, 2:29 pm
”Today’s CFPB action is against Citizens Bank, N.A., formerly known as RBS Citizens Bank, N.A.; Citizens Financial Group, Inc., formerly known as RBS Citizens Financial Group, Inc.; and Citizens Bank of Pennsylvania. [read post]
2 Feb 2014, 10:06 pm
US Airways, Inc. v. [read post]
14 Jan 2014, 7:00 am
RBS Citizens Financial Group was next with 39 applications. [read post]
14 Jan 2014, 7:00 am
RBS Citizens Financial Group was next with 39 applications. [read post]
25 Nov 2013, 12:09 pm
There is also the ever-present danger of a figure engaging in a social media faux pas related to the product he or she is endorsing. [read post]
18 Oct 2013, 8:17 am
Hasbro subsidiary Wizards of the Coast was third with 9 filings, followed by RBS Citizens Financial Group (8 filings) and CVS Pharmacy, Inc. (8 filings).Data supplied by PTO.Related Posts:RI Trademark Filings Decrease 9% in First Half of 2013 (8/15/2013)RSS Aggregator [read post]
18 Oct 2013, 8:17 am
Hasbro subsidiary Wizards of the Coast was third with 9 filings, followed by RBS Citizens Financial Group (8 filings) and CVS Pharmacy, Inc. (8 filings). [read post]
7 May 2013, 6:34 am
May 7, 2013 In a very interesting recent development, Bloomberg, Reuters and others are reporting on the first lawsuit filed in the new (well newer) financial product “fixing” case involving credit default swaps (CDS) (see here, here, here, here and here). [read post]
12 Nov 2012, 12:19 am
Illinois Attorney General Lisa Madigan had commenced the action, alleging that during the period 2001 through 2008, S&P had misled the investing public by claiming that its ratings of certain structured financial products were independent, objective and unbiased. [read post]
12 Jul 2011, 7:56 am
Pitt, Public & Int’l Affairs), Greg Nojeim (CDT), Charles Palmer (IBM), Lydia Parnes (Wilson Sonsini & ex-FTC), Christopehr Pierson (Citizens Financial Group/RBS), Jules Polonetsky (Future of Privacy Forum), John Sabo (CA Technologies), Ho Sik Shin (Millennial Media, Inc), Lisa J.Sotto (Hunton & Williams), Barry Steinhard (Privacy International, ex-ACLU).It seems as if the DPIAC will have a busy fall. [read post]
