Search for: "Raymond Stephens"
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25 Jan 2019, 12:01 pm
Stephens’s views were embraced in dissenting opinions in 2015 by Justices Stephen Breyer and Ruth Bader Ginsburg who said that “unconscionably long delays … undermine the death penalty’s penological purpose. [read post]
18 Dec 2018, 11:08 am
Pace & Co, Inc Damian Serret PFS Investments Inc James Ward Northwestern Mutual Investment Services, LLC Stephen Yaworsky Raymond James Financial Services, Inc Bancwest Investment Services, Inc. [read post]
14 Dec 2018, 9:41 am
In this matter, Raymond Lumsden was found to be guilty of (1) aggravated sexual assault of a child, (2) indecency with a child, and (3) criminal solicitation of a minor after a full jury trial. [read post]
12 Dec 2018, 11:52 am
That same year, Coleman and Raymond Pace Alexander filed a petition to desegregate Girard College which was created in 1833 by the will of Stephen Girard to benefit “poor, white orphan boys. [read post]
16 Nov 2018, 12:41 pm
Stephen Thomas Hurtuk (CRD #848484, Boardman, Ohio) Without admitting or denying the findings, Hurtuk consented to the sanction and to the entry of findings that he refused to appear for FINRA on-the-record testimony in connection with its investigation into potentially unsuitable recommendations by Hurtuk to customers. [read post]
14 Nov 2018, 1:35 pm
(Raymond James) prior to his bar from the financial industry. [read post]
26 Oct 2018, 7:31 am
Morgan Securities LLC Well Fargo Advisors, LLC Stephen Murray Raymond James & Associates, Inc Morgan Keegan & Company, Inc Ivan Reyes Alexander Capital, L.P. [read post]
25 Oct 2018, 9:01 am
Stephen Allen Murray – Raymond James & Associates – Palm Beach Gardens, FL According to the Financial Industry Regulatory Authority (FINRA), the regulator has barred Florida financial advisor Stephen Allen Murray from associating with any FINRA member in any capacity. [read post]
2 Oct 2018, 5:40 am
Damian Serret PFS Investments Inc Primerica Financial Services Charles Suhar The Huntington Investment Company LPL Financial LLC Zachary Swords Farmers Financial Solutions, LLC Bryce Vance Farmers Financial Solutions, LLC Stephen Yaworsky Raymond James Financial Services, Inc. [read post]
5 Sep 2018, 1:12 pm
Stephen Allen Murray (CRD #343722) is a former registered broker and investment advisor who was last employed by Raymond James & Associates, Inc. [read post]
21 Aug 2018, 5:14 am
Morgan Securities LLC Chase Investment Services Corp Spencer Joseph Lassetter Fidelity Brokerage Services LLC Andrea Marie Milinkovic PNC Investments Suntrust Investment Services, Inc Stephen Allen Murray Raymond James & Associates, Inc Morgan Keegan & Company, Inc George James Oldoerp H. [read post]
14 Aug 2018, 11:38 am
Sebelius, Kavanaugh (joined by Judges Judith Rogers and Stephen Williams) rejected on standing grounds a challenge to the Food and Drug Administration’s decision to allow “vaccines that contain thimerosal, a mercury-based preservative” but went out of his way to “recognize plaintiffs’ genuine concern. [read post]
7 Aug 2018, 3:39 pm
At that same hearing, Raymond A. [read post]
9 Jul 2018, 12:37 pm
Timothy Stephen Fannin UBS Financial Services Inc. [read post]
3 Jul 2018, 6:59 am
’” The sabotage conviction was later overturned by the 6th Circuit, in an opinion by another of Trump’s shortlisters, Judge Raymond Kethledge, who wrote that “vague platitudes about a facility’s ‘crucial role in the national defense’ are not enough to convict a defendant of sabotage. [read post]
30 Jun 2018, 12:52 pm
(Next Financial) broker Stephen Williams (Williams). [read post]
22 Jun 2018, 12:35 pm
She filed an amicus brief in support of Raymond Lucia in Lucia v. [read post]
22 Jun 2018, 5:57 am
Because the ALJ in this case was improperly appointed, and even though the SEC after full review largely affirmed his decision, the court ruled that Raymond Lucia is entitled to a new trial (the last one took nine days), before a new ALJ. [read post]
21 Jun 2018, 3:20 pm
He says that Justice Stephen Breyer has filed a dissent, joined by Justices Ruth Bader Ginsburg, Sonia Sotomayor and Elena Kagan. [read post]
21 Jun 2018, 12:42 pm
” Raymond J. [read post]
