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15 Nov 2023, 5:10 am by Rob Robinson
Based in Chicago, Acorn provides fully managed eDiscovery services to mid-size and regional law firms and corporate legal departments. [read post]
10 Nov 2023, 6:00 am by Paul M. Barrett
In that instance, a federal judge, Harold Greene, served as a de facto regulator for a dozen years, overseeing restrictions on the spun-off regional Bell holding companies. [read post]
10 Nov 2023, 3:28 am by Rob Robinson
Based in Chicago, Acorn provides fully managed eDiscovery services to mid-size and regional law firms and corporate legal departments. [read post]
8 Nov 2023, 9:01 pm by renholding
Figure 3: Estimated Effects of ESG Performance Score on MVA Spread (Regression Coefficients) for Different Regions Sources: ISS ESG Corporate Rating and ISS EVA Table 2 in the Appendix shows that four sectors in the North America region are positive and significant at the 10% level: Communication Services, Financials, Consumer Discretionary, and Energy. [read post]
8 Nov 2023, 6:12 am by Silver Law Group
Silver Law Group is pleased to announce that it has won a FINRA arbitration award on behalf of two Boston, Massachusetts investors against AGES Financial Services. [read post]
3 Nov 2023, 4:00 am by Jim Sedor
Supreme Court review than that of any other among the dozen regional appeals courts, which operate one step below the high court. [read post]
2 Nov 2023, 10:56 am by Geoff Schweller
“The Restaurant Revitalization Fund was meant to provide a financial lifeline to restaurants and other eligible entities that were struggling to stay afloat during the COVID-19 pandemic,” said U.S. [read post]
2 Nov 2023, 6:31 am
According to the Associate Director of Enforcement for the SEC’s Philadelphia Regional Office, as the SEC alleged in its complaint, “Pareteum’s executives artificially inflated Pareteum’s revenue numbers to create the illusion of robust revenue growth….Investors should be able to trust public companies to issue truthful and accurate financial statements, and we will hold accountable any executives who abuse that trust and defraud investors. [read post]
2 Nov 2023, 6:31 am
According to the Associate Director of Enforcement for the SEC’s Philadelphia Regional Office, as the SEC alleged in its complaint, “Pareteum’s executives artificially inflated Pareteum’s revenue numbers to create the illusion of robust revenue growth….Investors should be able to trust public companies to issue truthful and accurate financial statements, and we will hold accountable any executives who abuse that trust and defraud investors. [read post]
1 Nov 2023, 9:01 pm by renholding
The JFTC’s investigation appears to have been prompted by an earlier investigation by Japan’s Financial Services Agency into a suspected breach of insurance rules. [read post]
25 Oct 2023, 9:01 pm by renholding
 The Barr Report concluded that SVB’s failure was primarily the result of mistakes made by SVB’s “senior management … to manage basic interest rate and liquidity risk” and the lack of effective oversight by SVB’s board of directors.6 A recent report by a group of bank regulatory experts at the Center for Financial Stability led by Sheila Bair (CFS Report), the Chair of the Federal Deposit Insurance Corporation (FDIC) during the 2008… [read post]
16 Oct 2023, 2:21 pm by Kevin LaCroix
In the meantime, and separately, both the Financial Reporting Council (FRC) and the Financial Conduct Authority (FCA) have each also commenced their own investigations. [read post]
16 Oct 2023, 3:15 am by John Jenkins
The sample comments within the letter primarily focus on (1) risk factors, (2) Management’s Discussion and Analysis of Financial Condition and Results of Operations (MD&A), (3) internal control over financial reporting, (4) disclosure controls and procedures, and (5) non-GAAP measures. [read post]
13 Oct 2023, 2:21 am by Jack Sharman
We maintain a “top of mind” presence nationally, regionally, and locally. [read post]
11 Oct 2023, 3:30 pm by Jacob Fishman
This bibliography comprises scholarly books, book chapters, and journal articles published or accepted for publication by full-time, emeritus, and retired faculty of the Sandra Day O’Connor College of Law between July 1, 2023 and September 30, 2023. [read post]