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1 Oct 2014, 10:30 am by SEClaw Staff
  The SEC’s investigation further found that the four insurance agents charged today solicited funds without registering with the SEC as a broker-dealer as required under the federal securities laws. [read post]
8 May 2019, 6:03 am by Associated Press
., area radio station that broadcasts Sputnik International 24/7 has been ordered to register his Florida-based broadcasting company as a Russian foreign agent. [read post]
1 Oct 2010, 10:10 am by Keith Paul Bishop
  As discussed in previous posts, this bill will required placement agents for funds and advisers seeking access to CalPERS to register as lobbyists. [read post]
6 Jan 2023, 3:15 am by JobOrtunities Help Wanted
Pillsbury seeks a registered patent agent with expertise in biotechnology and with 3+ years of experience preparing and prosecuting patents. [read post]
6 Jan 2023, 3:15 am by JobOrtunities Help Wanted
Pillsbury seeks a registered patent agent with expertise in biotechnology and with 3+ years of experience preparing and prosecuting patents. [read post]
2 Dec 2009, 6:27 pm
District Court for the District of Utah against Standard Transfer & Trust, a registered transfer agent, and its president Whitney D. [read post]
23 Feb 2018, 8:56 am by Dennis Crouch
   The court does offer a major caveat — that communications outside of the patent agent’s authorized practice area might not be protected: The client’s communications with a registered patent agent regarding matters outside the agent’s authorized practice area might not be protected because these communications are not necessarily made to facilitate the rendition of professional legal services. [read post]
7 Feb 2011, 2:42 pm by christopher
The provision of information to the Copyright Office about the service provider’s designated agent is a condition for reliance on the limitations on liability for service providers. [read post]
25 Aug 2011, 3:42 pm by Jay Fishman
The fee to initially register, annually renew or transfer an agent registration was increased to $75, from $50. [read post]
23 Nov 2019, 2:54 pm by Wayne D. Holly
Arvel "Ray" Henderson II, a real estate agent, was convicted this week of theft of public money, concealment of assets, and bankruptcy fraud in the Northern District of Ohio. [read post]
If the law is adopted, civil organizations that receive over 20 percent of their funding from abroad must register as “agents of foreign influence. [read post]
6 Mar 2018, 10:08 am
To qualify as a registered Canadian patent agent, candidates must complete an apprenticeship followed by successfully passing the Canadian patent agent examination. [read post]
11 Mar 2011, 2:00 am by Keith Paul Bishop
As discussed in this posting from last October, the legislature enacted AB 1743 to require placement agents for funds and advisers seeking access to CalPERS or other California public retirement systems to register as lobbyists. [read post]
17 May 2007, 7:33 am
A new financial services firm is assisting insurance agents in becoming registered investment advisers so that the agents can obtain fee income from advice as well as from securities products. [read post]
12 Mar 2020, 12:25 pm by Jen Patja Howell
” The Foreign Agents Registration Act, known as FARA, is an American law that requires lobbyists for foreign entities to register with the Justice Department. [read post]
4 Oct 2017, 7:23 am by Bob Morgan
To designate an agent, a service provider must register with and use the office’s online system. [read post]
4 Oct 2017, 7:23 am by Bob Morgan
To designate an agent, a service provider must register with and use the office’s online system. [read post]
13 May 2008, 9:40 pm
Lobbyists must register on the Commonwealth's Register of Lobbyists. [read post]