Search for: "Retail Trust III"
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23 Feb 2024, 1:43 pm
That could also address some of the Article III standing issues I’ve been encouraging people to raise. [read post]
12 Feb 2024, 6:37 am
Drafted in coordination with federal, state, and local agencies, and in consultation with tribal governments and stakeholders, the Strategic Plan (the Plan) consists of three volumes: Volume I provides an overview, Volume II constitutes the main report, and Volume III consists of appendices. [read post]
12 Feb 2024, 6:07 am
Dan AronowitzMany of you may have seen the February 5, 2024 Wall Street Journal article (here) describing the new lawsuit filed against Johnson & Johnson accusing the company of mismanaging its workers’ prescription-drug benefits. [read post]
18 Dec 2023, 2:48 pm
” For purposes of the Form ADV Part 3, a “retail investor” means a natural person, or the legal representative of such natural person, who seeks to receive or receives services primarily for personal, family, or household purposes. [read post]
1 Nov 2023, 2:40 pm
Requirements will differ depending on whether the intermediaries deal with retail as opposed to wholesale counterparties. [read post]
28 Jul 2023, 1:02 pm
Sophisticated investors and market participants can be the victims of misrepresentations as much as retail investors can be. [read post]
20 Jun 2023, 11:51 am
Data Subject Rights – Similar to other state privacy laws, the TDPSA includes five basic consumer rights: (i) Right to Access, (ii) Right to Correct, (iii) Right to Delete, (iv) Portability, and (v) Right to Opt Out (of targeted advertising, sale of personal data, and/or profiling). [read post]
20 Jun 2023, 9:28 am
Act 15 also provides that only remote retail sales (and not excluded transactions such as resales) would be counted towards the $100,000 threshold for marketplace facilitators. [read post]
19 Jun 2023, 5:00 pm
Data Subject Rights – Similar to other state privacy laws, the TDPSA includes five basic consumer rights: (i) Right to Access, (ii) Right to Correct, (iii) Right to Delete, (iv) Portability, and (v) Right to Opt Out (of targeted advertising, sale of personal data, and/or profiling). [read post]
6 May 2023, 2:49 pm
Retail investors tend to exhibit herd behavior. [read post]
13 Apr 2023, 8:03 am
Riley Wealth Management unsuitably invested its clients in the following high-risk, alternative investments: Healthcare Trust, ARC Trust V, Inc., First Capital Real Estate Trust, Inc., Hospitality Investors Trust, ARC Retail Center of America, Inc., ARC Global Trust, Inc., ARC New York City REIT, KBS Real Estate Investment Trust III, Inc. and American Finance Trust, Inc. [read post]
6 Apr 2023, 10:51 am
ESTATES AND TRUSTS 25. [read post]
27 Mar 2023, 9:01 pm
Conversely, “Retail Trade” filings increased from 4% to 9%, the high watermark in recent years. [read post]
14 Mar 2023, 6:01 pm
Unlike most banks, SVB’s deposit base was heavily weighted toward fund and technology companies and less reliant on retail or consumer deposits. [read post]
24 Feb 2023, 4:39 pm
Linford: don’t trust legislatures to handle speech issues. [read post]
24 Feb 2023, 1:27 pm
Worried about trusting 1A to do good work here. [read post]
2 Jan 2023, 3:30 am
Market listening and trust are core to our unique value proposition. [read post]
12 Dec 2022, 1:34 pm
Nevertheless, many retail and institutional cryptocurrency holders were harmed by FTX and thus both users and policymakers will likely respond to what happened. [read post]
3 Nov 2022, 11:00 pm
BRAZIL The second round of voting in the Brazilian presidential elections took place on 30 October 2022. [read post]
23 Oct 2022, 7:37 pm
“Firms outside the Premier and Championship leagues are playing a different sport. [read post]