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These priorities reflect SEC Chair Gary Gensler’s stated view that the examinations program is crucial to the SEC’s work to protect investors and instill trust in markets. [read post]
16 Oct 2018, 8:06 am by ccollins
Our investor fraud clients include retail investors, high net worth individual investors, and institutional investors. [read post]
20 Sep 2017, 6:32 am by Law Offices of Robert Dixon
When a doctor recommends that you use a medical device, you trust that it will be safe to do so. [read post]
29 Dec 2008, 9:53 pm
Parts I, II, and III of this series provided a literature review and commentary on the history, technology, food safety, and food quality aspects relating to the use of ionizing radiation in fresh iceberg lettuce and spinach processing. [read post]
9 Mar 2017, 8:30 am by David Post
According to the Daily Telegraph (London), the trademarks cover use of the “Trump” name for businesses “including branded spas, massage parlors, golf clubs, hotels, insurance, finance and real estate companies, retail shops, restaurants, bars, and private bodyguard and escort services. [read post]
5 Sep 2019, 12:41 pm by Renae Lloyd
The claim further alleges that Independent Financial Group unsuitably invested the client in the following investments (among others): American Realty Capital Trust III Business Development Corp. of America New York REIT Noble Royalty Access Fund 15, LP Philips Edison Grocery Center REIT ARC Retail Centers of America Strategic Storage Trust II The claim seeks damages between $100,000 and $380,000. [read post]
23 Oct 2022, 7:37 pm by Bill Henderson
“Firms outside the Premier and Championship leagues are playing a different sport. [read post]
11 Nov 2014, 8:45 am by D. Daxton White
CNL Retirement Properties, Inc Waveland Vesta Medical, LLC ArciTerra Strategic Retail II, LLC Gentry Mills Capital (GMI – ES 14, LP) ArciTerra Real Estate Investment Trust, Inc. [read post]
13 Apr 2023, 8:03 am by The White Law Group
Riley Wealth Management unsuitably invested its clients in the following high-risk, alternative investments: Healthcare Trust, ARC Trust V, Inc., First Capital Real Estate Trust, Inc., Hospitality Investors Trust, ARC Retail Center of America, Inc., ARC Global Trust, Inc., ARC New York City REIT, KBS Real Estate Investment Trust III, Inc. and American Finance Trust, Inc. [read post]
7 Jul 2009, 12:46 am
Lorch III ruled it's in the best interest of creditors and others for Lauth management to continue operating its bankrupt subsidiaries, despite a plea from a major lender that Lauth be removed.The three Lauth subsidiaries that filed for Chapter 11 reorganization bankruptcy May 1 control dozens of Lauth-developed office, industrial and retail properties across the country. [read post]
3 Apr 2015, 3:31 pm by D. Daxton White
The various private placements sold through TNP Securities include TNP Strategic Realty Trust Inc, TNP 12% Notes Program LLC, TNP 2008 Participating Notes Program LLC, TNP Profit Participation Program LLC, and TNP Venture Fund III. [read post]
7 Nov 2018, 1:29 pm by Daniel Leslie (CA)
CAR guideline: OSFI’s CAR guideline provides a framework for assessing the capital adequacy of banks, bank holding companies, federally regulated trust and loan companies and cooperative retail associations. [read post]
22 Apr 2011, 2:46 pm by Josh Wright
Eric Clemons and Nehal Madhani have a posted a series of short blog posts on the Huffington Post focusing on Google, antitrust, and more specifically, vertical integration and search (Part I, Part II, and Part III). [read post]
11 May 2018, 7:22 am by admin
And most people actually do tend to trust one another. [read post]
2 Jun 2017, 8:18 am by Renae Lloyd
American Realty Capital New York City REIT is a publicly traded real estate investment trust that owns 19 commercial real estate properties, including office and retail properties, located in New York City. [read post]
26 Aug 2013, 2:14 pm by D. Daxton White
Private placements are typically high risk investments and lack liquidity, hence they are unsuitable for most retail investors. [read post]
22 Feb 2016, 8:29 am by Bill Stalter
Putting aside the “clear articulation” prong required by California Retail Liquor Dealers Assn. v. [read post]
10 Nov 2017, 2:47 pm by Eric Yap
               So the Public Service Announcement for today: It’s best to get your Bluebook directly from the publisher or from a trusted retailer, rather than through a third party vendor. [read post]