Search for: "Robert Florio"
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16 Nov 2011, 12:56 pm
Testimony on "Management and Structural Reforms at the SEC: A Progress Report," by Robert Khuzami, Director, Division of Enforcement; Meredith Cross, Director, Division of Corporation Finance; Robert Cook, Director, Division of Trading and Markets; Carlo di Florio, Director, Office of... [read post]
15 May 2011, 8:41 am
Robert Khuzami, Director, SEC Division of Enforcement and Carlo di Florio, Director, SEC Office... [read post]
20 Apr 2009, 4:36 am
*Justice Ginsburg suggests research into alternate candidate, Florio. [read post]
24 Apr 2015, 8:00 am
Florio, Princeton University. [read post]
17 Nov 2011, 5:27 am
Carlo di Florio, Director of the SEC's Office of Compliance Inspections and Examinations, testified that, in fiscal year 2011 which ended September 30, the SEC conducted examinations of only 8% of the nearly 12,000 registered investment advisers. [read post]
6 May 2010, 11:00 am
The conference also features former Commissioner Harvey Pitt alongside current and former SEC Directors George Curtis, Robert Davenport, Carlo di Florio, Randall Fons, Donald Hoerl, Henry Hu, Daniel F. [read post]
4 Nov 2009, 4:33 am
New Jersey residents increasingly believe that higher taxes buy them very little (ask Robert Flach) except possibly more corruption. [read post]
26 May 2012, 3:00 pm
” The nature of Florio's source here is critically important; however, he refuses to divulge his source's identity. [read post]
28 Oct 2011, 5:00 am
The Top 25: Business Law Post California Corporate & Securities Law Compliance Building Conference Board Governance Blog CorpGov.net DealLawyers.com Blog Delaware Corporate and Commercial Litigation Blog FCPA Compliance and Ethics Blog FCPA Professor Fedseclaw.com M&A Law Prof Blog Marler Blog Nancy Rapoport’s BlogSpot New York Business Litigation and Employment Attorneys Blog No Funny Lawyers Ponzitracker Race to the Bottom (Corp Governance Blog) Reverse Merger Blog… [read post]
21 Nov 2011, 11:12 am
"The six witnesses who testified were: • Robert Khuzami, Director, Division of Enforcement; • Meredith Cross, Director, Division of Corporation Finance; • Robert Cook, Director, Division of Trading and Markets; • Carlo di Florio, Director, Office of Compliance Inspections and Examinations; • Eileen Rominger, Director, Division of Investment Management; and • Craig Lewis, Chief Economist and Director, Division of Risk, Strategy, and… [read post]
10 Mar 2011, 1:22 pm
Robert Hurt (R-VA) urged the SEC to provide small banks with an end user exemption. [read post]
22 Oct 2007, 10:53 am
Florio and Connie Florio v. [read post]
14 Jul 2016, 5:13 am
Robert Barnes of The Washington Post reports that Ginsburg “made clear that her criticism of Republican Donald Trump was not the result of an unguarded moment. [read post]
26 Jul 2014, 2:15 pm
On that day, Robert Riskind was also traveling home from work and suffered a grand mal seizure. [read post]
1 Nov 2009, 8:16 pm
As one of the defense lawyers reaches for her water to take a sip, Roberts nonchalantly announces, “I hope you like that water. [read post]
1 Nov 2009, 8:16 pm
As one of the defense lawyers reaches for her water to take a sip, Roberts nonchalantly announces, “I hope you like that water. [read post]
13 Dec 2006, 7:17 pm
Grote, Josh Grubman, John Gruender, Barbara Grunwald, Gary Grunwald, Leslie Guerrero, Jay Guilaran, Roger L Gulbranson, Robert L Gunn, Charles A. [read post]
4 Apr 2019, 9:01 pm
But for others, Florio said lobbying offers another avenue to make points to elected officials. [read post]
22 Feb 2019, 5:51 am
The Workplace Violence Prevention for Health Care and Social Service Workers Act (H.R. 1309) is co-sponsored by Congressman Robert C. [read post]
11 Sep 2009, 3:00 pm
A graduate of Hunter College, Secretary Cortes-Vazquez has a master's degree from New York University's Robert F. [read post]
