Search for: "Robert Pierce" Results 61 - 80 of 617
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1 Jun 2020, 2:04 am
FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert Silverman, Respondent (FINRA AWC)SEC Awards Record Payout of Nearly $50 Million to Whistleblower / Whistleblower Program Reaches $500 Million in Total Awards (SEC Release)Investment Advisor… [read post]
1 Jun 2020, 2:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5252/securities-industry-commentator/FINRA Orders Merrill Lynch, Pierce, Fenner & Smith Inc. to Pay $7.2 Million in Restitution to Customers Overcharged for Mutual Funds (FINRA Release)FINRA Imposes Fine and Suspension for Rep's Facilitation of Customer's Son-In-Law's Account Withdrawals.In the Matter of Robert… [read post]
20 Jun 2015, 9:05 pm by Patent Docs
.; and Robert Siminski of Harness, Dickey & Pierce, P.L.C. will provide expert guidance on where and how to file foreign patent applications and address the following topics: • Factors to consider when deciding whether to file international patents; • Comparisons between PCT, EPO and direct filing options; • How to reduce costs; • Hidden landmines, including the... [read post]
29 Sep 2014, 4:36 pm by Sabrina I. Pacifici
Labor Force Participation Elasticities of Women and Secondary Earners within Married Couples: Working Paper 2014-06, By Robert McClelland and Shannon Mok, both of CBO, and Kevin Pierce, of the Internal Revenue Service. [read post]
19 Feb 2014, 7:51 am by Ken White
Robert Welch, Inc. (1974) 418 U.S. 323, 347 [states may define their own law of liability for defamation, but must remain within Constitutional limits]. [read post]
26 May 2020, 3:38 am by Edith Roberts
At AP, Mark Sherman reports that “Chief Justice John Roberts told graduating seniors at his son’s high school that the coronavirus has ‘pierced our illusion of certainty and control’ and he counseled the students to make their way with humility, compassion and courage in a world turned upside down. [read post]
26 Jan 2012, 4:44 pm
FINRA says that Merrill Lynch, Pierce, Fenner & Smith must pay a $1M fine because it didn’t arbitrate employee disputes about retention bonuses. [read post]
29 Sep 2014, 11:10 am by Law Offices of Robert Dixon
Robert Dixon is a highly skilled Miami personal injury attorney who is well versed in this area of the law. [read post]
28 Jun 2010, 8:26 am by B.C. Barnes
(Robert Forrest), 1945-TITLE: The law of American state constitutions / Robert F. [read post]
8 Jan 2024, 4:00 am by Howard Friedman
Lupu, The Centennial of Meyer and Pierce: Parents’ Rights, Gender-Affirming Care and Issues in Education, Vol. 24, Journal of Contemporary Legal Issues (Univ. of San Diego) (forthcoming 2024).Lama Abu-Odeh, Gaza Shoah, Georgetown University Law Center Research Paper No. 2568 (2024).Miranda Perry Fleischer, The Morality of Charitable Bequests, (Inheritance and the Right to Bequeath: Legal and Philosophical Perspectives, ed. by Daniel Halliday, Thomas Gutmann, and… [read post]
14 Jan 2019, 6:00 am by Juvan Bonni
Walker: Constitutional Tensions in Agency Adjudication (Source: SSRN) New Job Postings on Patently-O: Unified Patents Steptoe Ballard Spahr LLP Pierce Bainbridge Finch & Maloney PLLC MH2 Technology Law Group, LLP Guntin & Gust [read post]
21 Aug 2013, 7:59 pm
Lucie, was pronounced dead after she was transported to Lawnwood Regional Medical Center in Fort Pierce. [read post]
3 Jan 2016, 4:32 am by Adam Weinstein
The investment lawyers of Gana LLP are investigating customer complaints against broker Robert Giusti (Giusti). [read post]
20 Jun 2020, 3:01 pm
The associate defrauded the plaintiff, Robert Smith, in a mortgage scam. [read post]
4 Nov 2008, 11:36 pm
The two people killed have been identified as Robert Galaviz, 55, of Federal Way, and Georgina Steele, 61, of Seattle, reports the Washington State Patrol. [read post]