Search for: "Rosalind Herman" Results 1 - 5 of 5
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Securities Industry Commentator by Bill Singer Esq
1 Feb 2019, 7:10 am
utm_medium=sharefromsite&utm_source=gizmodo_copy&utm_campaign=topCanadian crypto exchange QuadrigaCX says it cannot repay most of $190 million in client holdings after its 30-year-old founder Gerald Cotten, the only person who knew the passwords to its “cold storage,” unexpectedly died in India in December 2018, Coindesk reported on Friday.Health, Stamps, Broken Copy Machine, and Religion -- An SEC ALJ's Day-In-the-LifeIn the Matter of Rosalind… [read post]
Broke and Broker - http://brokeandbroker.com/index.php
Fake Hedge Fund Manager Gets Seven Very Real Years In Prison
1 Aug 2016, 3:44 pm by Jon Shazar - Dealbreaker
Rosalind Herman knows what we’re talking about. [read post]
Above the Law - http://abovethelaw.com/
Former advisor Gregg Caplitz sentenced.
22 May 2016, 1:26 pm by D. Daxton White
He and his business partner, Rosalind Herman, were indicted in March 2012. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Boston Woman Convicted in $1.3 Million Fraud Scheme
15 Apr 2016, 12:56 pm
Rosalind Herman was convicted by a jury on charges of investment adviser fraud, tax fraud, wire fraud and conspiracy. [read post]
Financial Counsel - http://financialcounselblog.com
The Friday Fillip: Epilogue
2 Oct 2015, 8:04 am by Simon Fodden
Herman Melville’s epilogue to Mob [read post]
Slaw - http://www.slaw.ca