Search for: "SAM Advisors, LLC" Results 1 - 20 of 56
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
5 Apr 2024, 6:00 am by Jim Sedor
National/Federal From Pizzagate to the 2020 Election: Forcing liars to pay or apologize Las Vegas Sun – Elizabeth Williamson (New York Times) | Published: 4/2/2024 Michael Gottlieb, a partner at the firm Willkie Farr & Gallagher and a former associate counsel in the Obama White House, is at the forefront of a small but growing cadre of lawyers deploying defamation, one of the oldest areas of the law, as a weapon against a tide of political disinformation. [read post]
2 Feb 2023, 10:55 am by Zamansky LLC
And it really is important investment advisors, financial advisors have this fiduciary duty they have to put the customer’s interest first, it’s very important. [read post]
8 Nov 2022, 1:03 pm by Adam Levitin
For months, cryptocurrency FTX (and its majority owner, Sam Bankman-Fried) have been the lender of last resort in crypto markets and pretty much the only distressed acquirer around. [read post]
16 Sep 2022, 6:30 am
., on Monday, September 12, 2022 Tags: Engagement, ESG, Institutional Investors, Proxy advisors, Proxy voting, Say on climate, SEC, Stakeholders 2022 Proxy Season Review: Say-on-Pay and Equity Compensation Plan Voting Posted by Jeannette Bander, Heather Coleman, and Marc Treviño, Sullivan & Cromwell LLP, on Monday, September 12, 2022 Tags: Executive Compensation, Incentives, Institutional Investors, Institutional Shareholder Services Inc., Pay for performance, Proxy… [read post]
18 Mar 2022, 4:00 am by Jim Sedor
The move for these types of advisors to start helping Ukrainian leaders comes as Western sanctions have led to lobbyists distancing themselves from Russian backed entities. [read post]
22 Sep 2021, 12:35 pm by Silver Law Group
Morgan Securities LLC   Jameson Shin   LPL Financial LLC   Wells Fargo Advisors, LLC   Joseph Stengel   LPL Financial LLC   Pruco Securities, LLC   Philip Zaczek   Valic Financial Advisors, Inc. [read post]
4 May 2021, 6:00 am by Bob Ambrogi
Also: Nicole Morris, director of TI:GER and professor in practice, Emory University; Yvonne Nath, CEO, ALSP Advisor LLC; Nick Rishwain, vice president of business development at Experts.com; Daniel Rodriguez, Harold Washington professor and former dean, Northwestern University School of Law; Shannon Salter, chair of the Civil Resolution Tribunal; Judge Scott Schlegel, 24th Judicial District, Louisiana; Janine Sickmeyer, founder and managing director, NextChapter; Quinten Steenhuis,… [read post]
7 Jan 2021, 8:30 pm by Jim Sedor
Los Angeles Times – Sam Dean, Johana Bhuiyan, and Suhauna Hussein | Published: 1/6/2021 The mob that stormed the U.S. [read post]
5 Jun 2020, 1:52 am by Alan Rosca
According to Kolta’s Brokercheck report, on March 24, 2020 a customer filed a complaint against Kolta’s former broker-dealers Cetera Advisors LLC and National Securities Corporation. [read post]
5 Jun 2020, 1:52 am by Alan Rosca
According to Kolta’s Brokercheck report, on March 24, 2020 a customer filed a complaint against Kolta’s former broker-dealers Cetera Advisors LLC and National Securities Corporation. [read post]
23 Aug 2019, 3:00 am by Jim Sedor
The Choctaw still have not exercised that right, but the Cherokee are in the process of sending their first: Lobbyist Kimberly Teehee, who served as President Obama’s senior policy advisor for Native American affairs. [read post]
31 Jan 2019, 12:59 pm by Staff Attorney
According to BrokerCheck records financial advisor Sam Aziz (Aziz), formerly employed by David A. [read post]
8 Nov 2018, 6:52 am by admin
Mark Kolta was also registered with the following firms, FINRA notes: • Aegis Capital Corp. from June 8, 2017 until February 20, 2018, New York, NY • National Securities Corporation from September 12, 2013 until June 2, 2017, New York, NY • Cetera Advisors LLC from November 25, 2011 until September 27, 2013, New York, NY • Chase Investment Services Corp. from April 30, 2008 until December 16, 2011, New York, NY Finally, it is important to not that, as of the… [read post]
21 Sep 2018, 1:11 pm by Daily Record Staff
Financial services veteran and industry leader Sam DiPaola will join Evergreen Advisors LLC as its new president, the investment banking and corporate advisory firm announced Friday. [read post]
30 Jun 2017, 7:50 pm by Matt Tait
He would instead therefore become National Security Advisor should Trump win the election, Smith said. [read post]