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Supreme Court Applies Five-Year Statute of Limitations to SEC Disgorgement Claims

7 Jun 2017, 6:05 am

SEC expands upon its 2013 decision in Gabelli v. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

The SEC's Continuing Struggle With Stale Claims | In-House Counsel

30 Apr 2007, 3:52 am

Gordon and Tracy V. [read post]

Information Governance Engagement Area - http://infogovernance.blogspot.com/

Initial Perspectives and Implications of SEC Proxy Advisory Reform

8 Aug 2020, 7:08 am

Norwitz, Sabastian V. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

The SEC Whistleblower Program

13 Jul 2011, 6:06 am by Dan Hargrove

For analysis from the bar, click here for V&E; here for Baker Botts; here for Morgan Lewis; and the Corporate Law Report has a nice roundup.From the press, click here for the WSJ; here for the NYT.From the business community, click here for the Chamber of Commerce; and here for the ACC.SEC Whistleblower Program Regulations [read post]

GovtFraudLawyer - http://www.govtfraudlawyer.blogspot.com/

People of the State of New York v. Bank of America Corp, Kenneth Lewis, & Joseph Price – Examining the Martin Act & Securities Enforcement in New York State (Part III)

21 May 2010, 5:00 am by Jed Donaldson

SEC v. [read post]

The Race to the Bottom - http://www.theracetothebottom.org/home/

SDNY Blocks SEC Enforcement Case As Time-Barred | Morrison & Foerster

28 Feb 2007, 9:20 am

In SEC v. [read post]

Information Governance Engagement Area - http://infogovernance.blogspot.com/

Aider and Abettor Liability Standards in SEC Civil Enforcement Actions

24 Aug 2012, 6:18 am by Victor I. Lewkow, Cleary Gottlieb Steen & Hamilton LLP,

This post is based on a Cleary Gottlieb memorandum by Lewis Liman. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

Aider and Abettor Liability Standards in SEC Civil Enforcement Actions

24 Aug 2012, 6:18 am by Victor I. Lewkow, Cleary Gottlieb Steen & Hamilton LLP,

This post is based on a Cleary Gottlieb memorandum by Lewis Liman. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

Aider and Abettor Liability Standards in SEC Civil Enforcement Actions

24 Aug 2012, 6:18 am by Victor I. Lewkow, Cleary Gottlieb Steen & Hamilton LLP,

This post is based on a Cleary Gottlieb memorandum by Lewis Liman. [read post]

The Harvard Law School Corporate Governance Blog - http://blogs.law.harvard.edu/corpgov

Conservative Rabbi Sues Challenging Georgia's Kosher Food Labeling Act

7 Aug 2009, 12:15 am

The complaint (full text) in Lewis v. [read post]

Religion Clause - http://religionclause.blogspot.com/

Case Summary on Collecting Unpaid Estate Tax

20 Jan 2017, 6:00 pm by Gerry W. Beyer

Lewis J. [read post]

Wills, Trusts & Estates Prof Blog - http://lawprofessors.typepad.com/trusts_estates_prof/

Grewal denies that SEC is ‘regulating by enforcement’

9 Nov 2021, 6:20 am by John Jascob

After declaring “this is not regulation by enforcement” three times, Grewal again quoted Lewis Carroll: “What I tell you three times is true. [read post]

Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/

SEC Enforcement Gets a Boost! Second Circuit Vacates Judge Rakoff’s Settlement Rejection

5 Jun 2014, 4:36 am by Broc Romanek

Just in time for the SEC’s 80th birthday (tomorrow is 80 years since the ’34 Act was signed into law), comes this news from Paul Weiss (we will be posting memos in our “SEC Enforcement” Practice Area): Yesterday, the United States Court of Appeals for the Second Circuit issued a significant decision in SEC v. [read post]

TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/

Time is Money: Second Circuit Vacates SEC’s $38 Million Fine Against Hedge Fund Pentagon Capital Management

13 Aug 2013, 9:00 am by Kristen Bartlett

Citing Gabelli, the Second Circuit in SEC v. [read post]

Securities Litigation and Regulatory Enforcement Blog - http://blogs.orrick.com/securities-litigation/

SCOTUS: 5-Year Statute Applies to SEC Disgorgements

6 Jun 2017, 3:00 am by John Jenkins

Navigating ISS & Glass Lewis 5. [read post]

TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/

Is the SEC’s Enforcement Chasing Companies for Poor Cybersecurity Disclosure?

9 Jul 2014, 4:17 am by Broc Romanek

This Morgan Lewis blog lays out the potential theory for that type of internal controls action… Tune in on September 16th for our webcast – “Cybersecurity: Working the Calm Before the Storm” – to find out what you should be doing now before you land in hot water… SEC v. [read post]

TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/

June 29, 2010 – Trial date for SEC v. BofA, Part II

2 Feb 2010, 1:57 pm

(I am actually sitting here feeling a little bit bad for Ken Lewis.)September 13th and 14th, 2008. [read post]

Forward Movement - http://ourforwardmovement.blogspot.com/

Glass Lewis Launches New "Issuer Engagement Portal"

13 Apr 2012, 4:12 am by Broc Romanek

Glass Lewis Launches New "Issuer Engagement Portal" Yesterday, Glass Lewis announced it had launched a new "Issuer Engagement Portal. [read post]

TheCorporateCounsel.net Blog - http://www.thecorporatecounsel.net/Blog/

Whistleblowers: 2nd Circuit Defers to SEC in Dodd-Frank Retaliation Case (SCOTUS Next?)

15 Sep 2015, 2:09 am by Broc Romanek

As noted in this Cooley blog, the three-judge panel in Berman v. [read post]