Search for: "SEC v. Lewis"
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Supreme Court Holds That PAGA Representative Waivers Are Enforceable In Certain Significant Respects
16 Jun 2022, 9:45 am
Lewis, 138 S. [read post]
31 Mar 2022, 12:18 pm
Sec. 1292(b). [read post]
25 Mar 2022, 5:48 am
Liu, Dechert LLP, on Friday, March 18, 2022 Tags: Class actions, Compliance and disclosure interpretation, Cryptocurrency, Foreign issuers, International governance, Securities fraud, Securities litigation Special Committee Report Posted by Gregory V. [read post]
16 Feb 2022, 10:47 am
Lewis Galoob Toys, Inc. v. [read post]
24 Dec 2021, 6:26 am
Parker, PricewaterhouseCoopers LLP, on Sunday, December 19, 2021 Tags: Boards of Directors, Climate change, Cybersecurity, Environmental disclosure, ESG, Financial reporting, Human capital, Risk disclosure, SEC, Securities regulation, Sustainability Glass Lewis’ 2022 Policy Guidelines: Important Updates Posted by Shaun Bisman and Han Wen Zhang, Compensation Advisory Partners, on Monday, December 20, 2021 … [read post]
9 Nov 2021, 6:20 am
After declaring “this is not regulation by enforcement” three times, Grewal again quoted Lewis Carroll: “What I tell you three times is true. [read post]
15 Oct 2021, 6:18 am
Lewis and Joshua T. [read post]
29 Sep 2021, 7:47 pm
(Michael Bongiorno Timothy Perla, Meagn Barriger, and Jessica Lewis, WilmerHale). [read post]
19 Aug 2021, 9:35 am
(SEC, SEC Release 34-92590). [read post]
13 Aug 2021, 5:51 am
SEC Brings SPAC Enforcement Action and Signals More to Come Posted by Adam Brenneman, Rahul Mukhi, and Jared Gerber, Cleary Gottlieb Steen & Hamilton LLP, on Friday, August 6, 2021 Tags: IPOs, Mergers & acquisitions, SEC, SEC enforcement, Securities regulation, SPACs Shareholder Meetings and Freedom Rides: The Story of Peck v. [read post]
17 Feb 2021, 8:41 am
Disclaimer: This Blog/Web Site is made available by the law firm of Liskow & Lewis, APLC (“Liskow & Lewis”) and the individual Liskow & Lewis lawyers posting to this site for educational purposes and to give you general information and a general understanding of the law only, not to provide specific legal advice as to an identified problem or issue. [read post]
17 Feb 2021, 8:41 am
Disclaimer: This Blog/Web Site is made available by the law firm of Liskow & Lewis, APLC (“Liskow & Lewis”) and the individual Liskow & Lewis lawyers posting to this site for educational purposes and to give you general information and a general understanding of the law only, not to provide specific legal advice as to an identified problem or issue. [read post]
8 Jan 2021, 5:52 am
Securities and Exchange Commission, on Tuesday, January 5, 2021 Tags: Capital formation, Direct listings, Due diligence, Institutional Investors, Investor protection, IPOs, Listing standards, NYSE, Retail investors, SEC, SEC rulemaking, Securities regulation, Underwriting Say-on-Pay Votes and Compensation Disclosures Posted by Brian V. [read post]
6 Jan 2021, 6:10 am
Posted by Brian V. [read post]
11 Dec 2020, 6:01 am
Wahlquist, Sabastian V. [read post]
8 Dec 2020, 4:06 am
(Pamela Samuelson’s Commentary on UMG v Augusto and Vernor v Autodesk) Vernor v Autodesk (EFF Amicus Brief in Key Case re First Sale and Contracts, Following UMG v Augusto) MDY v Blizzard (Justia) A Mixed Ninth Circuit Ruling in MDY v Blizzard: WoW Buyers Are Not Owners – But Glider Users Are not Copyright Infringers (EFF’s Commentary on MDY v Blizzard) Capitol Records v ReDigi (Wikipedia) Court’s… [read post]
4 Dec 2020, 6:15 am
Wahlquist, Sabastian V. [read post]
15 Oct 2020, 12:44 pm
Supplemental bonding: Current regulations – BOEM can require additional security based on an evaluation of ability to carry out present and future obligations demonstrated by five factors: (i) financial capacity substantially in excess of existing and anticipated lease and other obligations as evidenced by audited financial statements; (ii) projected financial strength significantly in excess of existing and future lease obligations based on the estimated value of existing OCS lease production… [read post]
15 Oct 2020, 12:44 pm
Supplemental bonding: Current regulations – BOEM can require additional security based on an evaluation of a lessee’s ability to carry out present and future obligations demonstrated by five factors: (i) financial capacity substantially in excess of existing and anticipated lease and other obligations as evidenced by audited financial statements; (ii) projected financial strength significantly in excess of existing and future lease obligations based on the estimated value of existing OCS… [read post]
28 Aug 2020, 12:48 pm
The SEC’s final rules can be found here. [read post]
