Search for: "SEC v. Lewis" Results 81 - 100 of 269
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9 Jun 2019, 11:27 am by Jon Roland
US v Hudson 1812 correctly decided that the Constitution did not authorize Congress to define and punish common law crimes. [read post]
5 Apr 2019, 5:58 am
Pruitt, Jones Day, on Tuesday, April 2, 2019 Tags: Broker-dealers, Conflicts of interest, Disclosure, Investment advisers, Investor protection, Mutual funds, Reporting regulation, Retail investors, SECSEC enforcement FCPA and the Commodity Exchange Act: A New Relationship Posted by David Yeres, David DiBari, and Robert Houck, Clifford Chance US LLP, on Tuesday, April 2, 2019 … [read post]
11 Dec 2018, 3:44 pm by Nicola Ai Ling Prall
” (INA Sec. 101(a)(15)(L)) This is echoed in part of the regulations at 8 CFR Sec. 214.2(l)(1)(ii)(A). [read post]
30 Nov 2018, 6:06 am
Doyle, American Council for Capital Formation (ACCF), on Thursday, November 29, 2018 Tags: Asset management, Capital formation, Capital markets, Fund managers, Glass Lewis, Institutional Investors, Institutional voting, ISS, Ownership, Proxy advisors, Proxy voting, SEC, Securities regulation, Transparency The Shift from Active to Passive Investing: Potential Risks to Financial Stability? [read post]
23 Nov 2018, 6:07 am
Posted by Cydney Posner, Cooley LLP, on Wednesday, November 21, 2018 Tags: Conflicts of interest, Glass Lewis, Institutional Investors, ISS, Proxy advisors, Proxy voting, Rule 14a-8, SEC, Securities regulation, Shareholder proposals The Myth of Morrison: Securities Fraud Litigation Against Foreign Issuers Posted by Steven Davidoff Solomon (UC Berkeley School of Law), on Wednesday, November 21, 2018 … [read post]
16 Nov 2018, 5:45 am
Nelson (University of Houston), and Roberto Tallarita (Harvard Law School), on Wednesday, November 14, 2018 Tags: Accountability, Citizens United v. [read post]
14 Sep 2018, 6:12 am
(Delaware Supreme Court and Harvard Law School), on Wednesday, September 12, 2018 Tags: Campaign finance, Citizens United v. [read post]
7 Aug 2018, 3:54 am by Edith Roberts
Lewis, in which the court held that employers can require employees to resolve wage and hour claims through individual arbitration rather than class or collective actions, and Janus v. [read post]
27 Jul 2018, 6:00 am
Callahan, Arnold & Porter Kaye Scholer LLP, on Friday, July 20, 2018 Tags: Janus Capital v. [read post]